Capital One Principal Associate Risk Control Assessment 

United States, Virginia, Richmond 

452152518

Principal Associate, Risk Control Assessment Specialist - Business Cards & Payments

Location:

Level:Principal Associate

Principal Associatein Capital One’s Business Cards & Paymentsorganization, you will work with business partners to identify, manage, and mitigate risk to Capital One. In BC&P Risk Operations we are seeking an experienced, highly motivated Control Assessments Specialist with a strong proven audit mind-set when it comes to governing control changes and execution verification. The ideal candidate will have good organizational and communication skills. A proven background in evaluation of risks and requirements compared to existing process and control coverage, as well as the ability to identify gaps and solutions for gap closure, including early execution verification to ensure effectiveness. This role involves understanding of risks, requirements, controls, and corrective actions review and evaluation.

Responsibilities of this role include but are not limited to:

• Perform independent controls review of the BC&P’s Control Environment to determine design and operating effectiveness of controls

• Provide challenge, expertise and advice on enhancing the design, effectiveness, and maturity of the BC&P Control Environment

• Partner with vertical risk managers to perform an analysis of risks and requirements and their association with the control

• Ability to develop, update, and execute control execution verification for new and / or changed controls

• Ability to understand and communicate complex processes and alignment to policy/regulatory requirements

• Establish and maintain good client relations during execution verification engagements

• Strong ability to create and deliver verbal and written communications between business partners

• Draft assessment results for senior management and other stakeholders, to include regulatory agencies and audit, as required

• Stay current on emerging control standards and assessment changes specific to Capital One, as well as industry best practices

• Furthering the Well Managed agenda within Card to drive sustainability, amplify simplification & automation, enable ownership & accountability through transparency, and strengthen the control ecosystem

• Supporting process documentation creation and revision, including version control

Basic Qualifications:

• Bachelor’s Degree or military experience

• At least 3 years of experience in audit, controls testing or requirements management

Preferred Qualifications:

• 3+ years of experience in working with, communicating and evaluating risk mitigating activities

• 1+ years of experience using automated testing tools

McLean, VA: $117,300 - $133,900 for Principal Risk Specialist Richmond, VA: $106,700 - $121,700 for Principal Risk SpecialistThis role is also eligible to earn performance based incentive compensation, which may include cash bonus(es) and/or long term incentives (LTI). Incentives could be discretionary or non discretionary depending on the plan.

. Eligibility varies based on full or part-time status, exempt or non-exempt status, and management level.

If you have visited our website in search of information on employment opportunities or to apply for a position, and you require an accommodation, please contact Capital One Recruiting at 1-800-304-9102 or via email at . All information you provide will be kept confidential and will be used only to the extent required to provide needed reasonable accommodations.