Wells Fargo Due Diligence Manager – Wealth & Investment Management WIM Quality Control 

United States, Minnesota, Minneapolis 

451029541

In this role, you will:

• Supervise a team of Quality Control professionals who are responsible for executing activities associated with due diligence reviews of bank customers transactions
• Oversee a moderate degree of complexity and risk to determine appropriateness of Quality Control processes to ensure timely completion and compliance
• Own the client onboarding process and engage with clients, relationship team and third parties
• Function as a subject matter expert across multiple disciplines
• Identify and recommend opportunities for process improvement and risk control development
• Ensure execution of due diligence programs, processes and control to identify, assess and mitigate risk
• Manage communication and collaboration with business heads, Legal, Audit and regulators regarding risk management of business specific risk programs
• Make decisions and resolve issues to mitigate risk via a thorough due diligence process functional area and team to meet business objectives
• Interpret and develop policies and procedures for functions with low to moderate complexity within scope of responsibility
• Manage implementation of procedures, controls, analytics and trend analysis to ensure comprehensive research and background investigations
• Utilize expertise in data collection and sourcing
• Collaborate and influence all levels of professionals including senior managers
• Lead a team to achieve objectives
• Manage allocation of people and financial resources for Due Diligence group
• Mentor and guide talent development of direct reports and assist in hiring talent

Required Qualifications:

• 4+ years of Due Diligence experience, or equivalent (including risk management, client service, operations support, or business process management) demonstrated through one or a combination of the following: work experience, training, military experience, education
• 2+ years of leadership experience

DesiredQualifications:

• Experience conducting Due Diligence reviews in Wealth & Investment Management (WIM)
• Experience with Anti Money Laundering (AML) and Bank Secrecy Act (BSA) programs
• Experience with Quality Control processes
• Experience leading a team of direct reports
• Experience directing activities of team members, performance management, career development, coaching, mentoring, and succession planning
• Analytical skills with high attention to detail and accuracy
• Ability to interact with all levels of an organization
• Ability to manage confidential material in a professional manner
• Ability to articulate complex concepts in a clear manner
• Ability to prioritize tasks, achieve goals, and work under pressure in a dynamic and complex environment
• Ability to collaborate with geographically dispersed teams
• Ability to navigate through ambiguity and maintain momentum driving for results and clarity in uncertain situations
• Advanced Microsoft Office skills
• Advanced verbal, written, and interpersonal communication skills

Job Expectations:

• Ability to work on-site at the posted work location

Location:

• 550 S 4th St, Minneapolis, MN 55415
• 1525 W WT Harris Blvd, Charlotte, NC

Pay Range

$111,100.00 - $197,500.00

24 Apr 2025

Wells Fargo Recruitment and Hiring Requirements:

b. Wells Fargo requires you to directly represent your own experiences during the recruiting and hiring process.