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Capital One Senior Accounting Associate Regulatory Reporting 
United States, Virginia, Richmond 
417505025

20.11.2024
West Creek 3 (12073), United States of America, Richmond, Virginia Senior Accounting Associate, Regulatory Reporting

The Senior Associate role will gain a deep understanding of Capital One’s lines of business, transactions, and products including regulatory reporting requirements. As regulatory reporting consumes data from across the enterprise, this role is exposed to multiple partners, systems, and processes leveraged to source data for reporting across multiple filings. Furthermore, this role will be surrounded by intellectually curious professionals every day, with the shared goal of creating a seamless, well managed, and controlled regulatory reporting process.

Responsibilities of the role:

  • Lead the preparation and review of schedules (Including but not limited to: Investments, Derivatives, Loans, and Deposits) produced for the Call Report (FFIEC 031), FR Y-9C, FR Y-9LP, FR Y-15, and other significant regulatory filings

  • Enable cross pollination of knowledge and schedules across the entirety of the team.

  • Engage in strategic initiatives and automation efforts including detailed analysis and testing related to new products, business transactions, and changes in regulatory reporting requirements

  • Support the development and delivery of presentations and detailed analytical packages supporting reporting, governance, and process execution to Senior Leadership

  • Drive issue resolution, pursue education opportunities, and deliver automation wins through partnerships with data providers, technology, and downstream consumers; including the lines of business, Treasury, SEC reporting, and accounting teams

  • Engage with line of business, risk, audit, accounting and technology partners

  • Support responses to management, 2nd/3rd lines of defense, risk management, and regulator inquiries regarding reporting, variances, and process controls

  • Ensure that processes, controls, and change initiatives are well managed, governed, and demonstrable to regulatory agencies and internal lines of defense

  • Stay current with evolving industry and regulatory changes

Basic Qualifications:

  • Bachelors’ degree or military experience

  • At least 1 year of experience in accounting, external financial reporting, audit or finance, or a combination

Preferred Qualifications:

  • Certified Public Accountant (CPA) license

  • At least 2 years of experience in accounting, external financial reporting, audit, or finance, or a combination

position. ​

. Eligibility varies based on full or part-time status, exempt or non-exempt status, and management level.

If you have visited our website in search of information on employment opportunities or to apply for a position, and you require an accommodation, please contact Capital One Recruiting at 1-800-304-9102 or via email at . All information you provide will be kept confidential and will be used only to the extent required to provide needed reasonable accommodations.