Job responsibilities:
Primary responsibilities of the Ireland Compliance team, for which the role holder will be a central participant, includes input and oversight of the following;
- Actively contributes, promotes and demonstrates strong teamwork and collaboration mindset.
- Contributes to the execution of annual Legal Entity Compliance Plans.
- Contributes and assist in regulatory engagement and oversight.
- Prepares internal committee and Board reporting.
- Undertakes Monitoring and assurance reviews.
- Coordinates and contribute to Policy and Procedure preparation and review.
- Contributes to 2ndline risk assessments.
- Promotes a strong Compliance culture in the organisation with engagement and oversight, and challenge where necessary relating to business, regulatory and conduct matters.
- Manages the resolution of general internal ad-hoc queries across all three lines of defense teams and functions.
- Applies and keeps abreast of regulatory change, industry trends and analysis of regulatory and market developments.
- Participates in regional, line of business and firm wide initiatives and global practices.
Required qualifications, capabilities, and skills:
- 2+ years of Compliance related experience.
- Knowledge of EU and Irish financial services regulations, Individual Accountability Framework/Fitness & Probity and Outsourcing requirements. .
- Attention to detail; excellent organisational and planning skills
- Strong communication interpersonal, multi-tasking and stakeholder management skills and able to demonstrate a solution focused risk management decisioning mindset in a fast-paced working environment..
- Deliver results with a high level of professionalism, self-motivation, and integrity.
- Strong team player with proactive approach.
- Experienced problem-solving and decision-making ability with an ability to work on own initiative and as part of a high performing team.
- Proficient is MS Office (Outlook, Excel, Word, PowerPoint etc.)
Preferred qualifications, capabilities, and skills:
- Previous proficiency of regulatory engagement would be advantageous.
- Industry and product knowledge of Fintech, Payments and / or Funds industry would also be desirable.
- Professional Compliance qualifications e.g. Professional Diploma in Compliance (LCI) or working towards/ willingness to complete.