Have a good understanding of the Risk & control framework and the underlying concepts on Risk Management
Assist in performing the monitoring review that augment the principles defined per ARCM (Activity, Risk, Control & Monitoring)
Involve in Control & Monitoring Design Assessment (CMDA) meetings and understand the monitoring steps and correlate with the controls
Monitor the compliance of control as appropriate to the regulatory requirement. This could be mostly in the Medium to High complex reviews with an Inherent Risk rating of 1 or 2 (predominantly)
Collaborating with onshore and offshore team in gathering the necessary evidence required to perform the testing. Escalate any control failures
Timely submission of results in the Risk & Control system
Assisting in the creation and maintenance of reports for control tracking and analysis
Identify risks across the business and organize cross-functional solutions
Additional duties as assigned
Qualifications:
4+ years of relevant work experience
Prior work experience in Risk & Control domain viz. internal control/ quality check/ monitoring is desirable
Excellent written and verbal communication skills
Ability to perform under pressure
Ability to manage multiple tasks and priorities
Ability to function independently
Proficient in MS Office Word, Excel and PowerPoint applications