EY Supervising Analyst 

India, Haryana, Gurugram 

342050217

Supervising Analyst – Global Compliance

The incumbent shall be responsible for the timely and end to end execution of various compliance testing processes including conducting research and analysis to identify any potential non-compliance with policy/guidance or any potential regulatory breaches. The person shall also be required to assist in leadership reporting, maintenance and testing of Compliance Framework as well as the quarterly testing performed by regional Risk Management teams. This person will be expected to assist with the development of new compliance programs as well as other projects which are formulated or transitioned under Global Compliance.

Your key responsibilities

• Develop understanding of the EY Global compliance framework and the Execution process
• Manage maintenance and testing of Compliance Framework which includes but is not limited:
  • Assist in update and launch activities of the framework
  • Collaborate with Global Executive RM stakeholders to complete the update activities
  • Collaborate with the Area, Region and Country risk management network
  • Maintain and adhere to the process schedule
  • Highlight any potential delays or roadblocks
• Develop subject matter expertise on various compliance processes like:
  • Anti-Bribery and Corruption
  • Anti-Money Laundering
  • Insider Trading
• End to end management of compliance testing processes including but not limited to:
  • Maintain and adhere to the process schedule
  • Perform the required research and perform compliance testing in line with the process. Analyze responses from the stakeholders (for eg. Risk management network) in line with policy requirements to identify potential non-compliance in a timely manner
  • Identify any nuances, analyzing the probable cause & effect and highlight it to the seniors
  • Work with the team for enhancements of the processes
• Provide support on operational matters which would include but not be limited to:
  • Ensure process documentation is current and accurate
  • Support team management activities like (eg. Managing shifts, tracking work completion, coordinating with team members on open items etc.)
  • Assist in change management
  • Keep senior management informed about roadblocks and progress
  • Drive efficiency improvement projects to completion
  • Assist in driving team building activities
• Support transition of additional processes
• Co-ordinate with the team and assist in creating process management templates, trackers with the excel and VBA techniques to make the data management, reporting, monitoring steps seamless

Skills and attributes for success

• Capable of identifying issues and analyze scenarios against policy requirements
• Succinct and structured oral and written communications skills with proven ability to explain in a crisp, clear and concise manner
• Experience with applications or programs like MS Excel, VBA, PowerBI, MS Forms, Visio, SharePoint lists
• Prior experience in financial crime compliance topics, such as, Anti-money laundering, Anti-Bribery and Corruption, Insider Trading etc.

To qualify for the role, you must have

• Bachelors or Master’s degree from a reputed college
• At least 4-5 years of experience in:
• Research/Compliance processes
• Data analysis and dashboard reporting
• Strong logical and reasoning skills
• Process management

Ideally, you’ll also have

• Credible experience working in a fast-moving, client-driven environment

What you can look for

• A Team of people with commercial acumen, technical experience and enthusiasm to learn new things in this fast-moving environment
• A team which has its foundation in the core values of trust, respect and teaming. The team which focuses on supporting its colleagues to excel in their respective domains and provides avenues to help acquire and demonstrate new skills.
• Opportunities to work with Global Executive risk management teams on strengthening compliance framework

EY exists to build a better working world, helping to create long-term value for clients, people and society and build trust in the capital markets.