Capital One Compliance Manager Commercial Counterparty Credit 

United States, Virginia, Arlington 

307871071

Compliance Manager, Commercial and Counterparty Credit

Role Description

Specific responsibilities include, but are not limited to:

• Serving as the Commercial Credit and Counterparty Credit Compliance Advisor representing the GV&I organization to the business areas, business risk offices, and other independent risk functions

• Providing guidance on Commercial Credit and Counterparty Credit policy, including policy adherence

• Performing research on regulatory interpretation and leading industry practices relating to commercial lending, including mapping to internal policies

• Advising on and maintaining subject matter expertise of regulatory requirements for which GV&I provides oversight (e.g., SR 13-3; SR 11-10)

• Managing applicable risk, requirements, and controls which GV&I is responsible for

• Providing guidance on applicability of regulatory and policy requirements, including control environments

• Presenting thoughtful effective challenge during applicable risk assessments (e.g., Process Level Assessments)

• Assessing the impact of new products and/or regulatory changes on business areas and policy

• Analyzing credit-related breakdowns for internal policy and/or external regulatory impact, including providing guidance on remediation / recovery plans

• Managing the credit policy lifecycle, including drafting policy updates and communicating changes to stakeholders

• Supporting ad-hoc initiatives for GV&I frameworks (e.g., Credit Exceptions, Credit Approvals)

• Promoting GV&I’s learning and culture by facilitating continuous learning activities and team interactions

Desired Skills:

• Self-starter with a background in risk management or compliance

• Understanding of Commercial Banking activities and the three lines of defense framework

• Ability to organize, prioritize, and manage multiple projects and deliverables

• Solid analytical, research, and investigative skills (e.g., researching laws/regulations, internal policies and procedures, etc.)

• Strong data and analytical competencies

• Effective verbal and written communication skills, including the ability to prepare refined presentation materials

• Aptitude for synthesizing complex issues into a clear and concise summary

• Keen attention to detail

• Proactive and results-oriented

• Independent problem-solver with ability to navigate ambiguity

• Ability to establish credibility, trust, and support within all levels of the organization

• Willing to learn, adapts easily to change, and comfortable challenging the status quo

• Knowledge and experience using Google Workspace (e.g., Sheets, Slides, Docs)

Basic Qualifications:

• Bachelor’s degree or military experience

• At least 5 years of experience in risk management or compliance at a financial institution, consulting firm, or regulatory agency

Preferred Qualifications:

• Master's degree in Business Administration, Juris Doctor degree or other Master's degree

• 7+ years of experience in credit risk management or compliance at a financial institution, consulting firm, or regulatory agency

• Familiarity with Commercial Credit and Counterparty Credit policies and regulations

McLean, VA: $146,100 - $166,700 for Risk ManagerThis role is also eligible to earn performance based incentive compensation, which may include cash bonus(es) and/or long term incentives (LTI). Incentives could be discretionary or non discretionary depending on the plan.

. Eligibility varies based on full or part-time status, exempt or non-exempt status, and management level.

If you have visited our website in search of information on employment opportunities or to apply for a position, and you require an accommodation, please contact Capital One Recruiting at 1-800-304-9102 or via email at . All information you provide will be kept confidential and will be used only to the extent required to provide needed reasonable accommodations.