As a Trade Lifecyclewithin theSecurities Operations – Chart of Accounts T
Job Responsibilities:
- Oversee the New Account Opening Process ensuring that all requests adhere to documented controls
- Supervise the day to day reporting functions performed by global service teams
- Partner with Operations team lead to ensure attestation of account reconciliations
- Interface directly with Financial Control and Regulatory teams to ensure balance sheet accounts are mapped correctly in the general ledger
- Identify and develop process improvements and new controls to promote efficiency and improve accuracy
- Lead and contribute to strategic projects impacting the Chart of Accounts and the regulatory landscape
- Review Chart of Account for dormant accounts eligible to be purged
- Reconcile daily posting of commissions between Client and Line of Business
- Interface directly with Senior Management through escalation reporting and root cause follow up
- Work closely with front office, operations, legal, compliance and technology on new business initiatives
- Learn and use process automation tools to develop automated solutions for repeatable manual tasks
Required qualifications, Capabilities, and Skills:
- Knowledge of financial markets, trade lifecycle and settlement practices
- Excellent verbal and written communication skills and adept at communicating with all levels of the business and technical parts of the organization
- Operate effectively in a dynamic environment with tight deadlines and can exhibit time management skills
- Exposure to business intelligence tools (I.E. Tableau, Alteryx, UiPath, OwlDQ); comfortable working with data
- Proficiency in MS Suite (IE Excel, Powerpoint, Word)
- Bachelor's Degree required
Preferred qualifications, Capabilities, and Skills:
- Securities Operations,MarketsOperational experience
- Self-starter, ability to learn quickly, Strong leadership skills with focus to mitigate risks and taking proactive approach to ensure “Best in Class” results