Wells Fargo Lead Paralegal - Corporate Securities Law 

United States, Minnesota, Minneapolis 

228846282

In this role, you will:

• Provide support on a variety of corporate governance and securities law related matters, including stock ownership reporting with the SEC, legal entity monitoring, structure reporting with the Federal Reserve, and public company disclosures.
• Prepare Section 16 stock ownership forms for directors and executive officers to report their stock ownership with the SEC and monitor stock ownership levels.
• Assist with securities law filings in both the United States and United Kingdom and ensure appropriate controls are maintained.
• Coordinate with other members of the team on preparing the company’s legal entity structure reports (FR Y-10 and FR Y-6) with the Federal Reserve, while ensuring appropriate controls and legal entity tracking are maintained.
• Collaborate with corporate governance and securities lawyers to maintain efficient governance practices, internal controls, and compliance activities.
• Provide backup support for a variety of corporate treasury activities, including due diligence activities and the issuance of preferred stock dividends.
• Work independently on complex assignments, including regulatory reporting, transactions and projects.
• Support highly complex areas within the department requiring advanced analytical, written and oral communication, and organizational skills.
• Work closely with risk, compliance and audit in order to respond to reporting inquiries.
• Recognize and properly escalate significant matters.
• Provide support to attorneys and enterprise functions.
• Collaborate and consult with internal partners to resolve inquiries and issues.

Required Qualifications:

• 5+ years of Paralegal experience, or equivalent demonstrated through one or a combination of the following: work experience, training, military experience, education.

Desired Qualifications:

• 5+ years of demonstrated sound knowledge and experience working on corporate governance, SEC, and securities law compliance matters.
• Strong corporate governance and securities law background, including demonstrated knowledge of Section 16 reporting and legal entity governance.
• Significant experience supporting substantive corporate governance and securities law matters.
• Familiarity with legal entity structure reporting with the Federal Reserve.
• Strong attention to detail and accuracy.
• Excellent verbal, written, and interpersonal communication skills.
• Ability to work effectively in a complex environment with a high degree of collaboration.
• Financial services industry experience.
• Ability to analyze, develop, and support solutions to complex legal issues and activities.

Job Expectations:

• Ability to work a hybrid schedule (in office at least 3 days a week) at one of our approved job posting locations.
• This position is not eligible for Visa sponsorship
• Relocation assistance is not available for this position

Pay Range

$35.14 - $74.95

9 Apr 2025

Wells Fargo Recruitment and Hiring Requirements:

b. Wells Fargo requires you to directly represent your own experiences during the recruiting and hiring process.