Citi Group Regulatory Architecture Compliance – Standards 

United Kingdom, England, London 

219358801

The Independent Compliance Risk Management (ICRM) Regulatory Architecture Compliance (RAC) team is responsible for oversight of the end-to-end Regulations Management process. This includes how we identify, assess and implement regulations. A key part of the RAC responsibilities is ownership of the Standard and Procedure (the policy documents) which govern the Regulations Management process for both the Financial and non-Financial Regulations Inventories. This role will be responsible for updating and maintaining the relevant policy documents.Responsibilities:

• Designing, developing, delivering and maintaining best-in-class Compliance, programs, policies and practices for ICRM.
• Translating ICRM strategy and goals across Citi’s clients, products and geographies in a succinct and clear manner; provide direction and guidance on the programs. Serves as a subject matter expert on Citi’s Compliance programs.
• Providing oversight and guidance over the assessment of complex issues, structuring potential solutions and driving effective resolution with other stakeholders.
• Identifying and assessing Citi’s key compliance risks. Ensuring compliance risks within Citi are effectively identified, measured, monitored, and controlled, consistent with the bank’s risk appetite statement and all policies and processes established within the risk governance framework.
• Monitoring adherence to Citi’s Compliance Risk Policies and measuring compliance risk through a robust control framework and ensuring that reviews are conducted consistently across each entity on a regular basis to confirm that controls identified are operating effectively.
• Performing complex analyses of comparative data, preparing and presenting regional and global reports related to monitoring of compliance related issues.
• Appropriately assess risk when business decisions are made, demonstrating particular consideration for the firm's reputation and safeguarding Citigroup, its clients and assets, by driving compliance with applicable laws, rules and regulations, adhering to Policy, applying sound ethical judgment regarding personal behavior, conduct and business practices, and escalating, managing and reporting control issues with transparency.
• Additional duties as assigned.
  • Monitors exceptions to the Regulatory Architecture Compliance Architecture Standard and related procedures.
  • Examines standards and procedures for consistency.
  • Has the ability to operate with a limited level of direct supervision.
  • Can exercise independence of judgement and autonomy.
  • Acts as SME to senior stakeholders and /or other team members.

Qualifications:

• Expertise of Compliance laws, rules, regulations, risks and typologies;
• Experience in policy writing;
• Strong presentation skills with the ability to articulate complex problems and solutions through concise and clear messaging;
• Experience in managing regulatory exams and relationships with examiners, auditors etc.;
• Awareness of regulatory requirements including local and US laws, international and industry standards; and

Education:

• Bachelor’s degree; experience in compliance, legal or other control-related function in the financial services firm, regulatory organization, or legal/consulting firm, or a combination thereof; Advanced degree preferred

Time Type:

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