מציאת משרת הייטק בחברות הטובות ביותר מעולם לא הייתה קלה יותר
The Principal Associate Compliance Code Tester/Data Analyst performs a key second line of defense role, to help ensure models, code and associated processes comply with applicable laws andregulations.
The Principal Associate Compliance Code Tester/Data Analyst will support lines of business by:
Testing adherence to business regulatory requirements;
Testing risk based compliance transactions and control testing;
Managing compliance to appropriate testing document retention guidelines
Responsibilities will include (but may not be limited to):
Under the leadership of a team leader, executing targeted, complex transaction testing and control testing for line of business compliance requirements in alignment with team, CCR and ICTT methodology and procedures.
Suggesting changes to testing and performing high risk testing as needed.
Developing test plans, while continually validating and improving test design.
Managing testing schedules to ensure all tasks and reporting are completed within established timeframes.
Obtaining and analyzing test data from multiple sources and systemically documenting the work and results by following documented test plans, testing protocols and leveraging job aids as needed.
Supporting and initiating efforts to improve data sourcing and partnering with business and IT areas to develop improved data sources.
Reviewing transaction and control tests executed by peers for accuracy and adherence to test procedures
Submitting test results in the system of record.
Systematically retain documents that substantiate test results.
Establishing and maintaining strong relationships with Compliance Advisors and Business Areas.
Supporting Compliance audit and exams as needed.
Exercise professional skepticism and judgement
Basic Qualifications:
High School Diploma, GED or equivalent
At least 3 years of experience in analysis, audit, compliance, risk management, control or transaction reviews
At least 2 years of experience working in financial services, Financial Technology or Information Technology
Preferred Qualifications:
Bachelor's degree
4+ years of experience in financial services in compliance, risk management, legal or audit.
3+ years of experience analyzing data from various sources, drawing data informed conclusions or making data drivenrecommendations
Experience implementing technology testing solutions (Robotics Processing Automation, Optical Character Recognition, Natural Language Processing)
Working knowledge of basic statistics
Basic understanding of data schemas or cloud data structure and experience engaging with data analytics teams to help drive innovative testing approaches
Working knowledge of Excel for Analysts, SQL, and cloud data
Experience creating test scripts using SQL, Python to test full populations for key attributes
Proficiency with Google G-Suite & Reveal
. Eligibility varies based on full or part-time status, exempt or non-exempt status, and management level.
If you have visited our website in search of information on employment opportunities or to apply for a position, and you require an accommodation, please contact Capital One Recruiting at 1-800-304-9102 or via email at . All information you provide will be kept confidential and will be used only to the extent required to provide needed reasonable accommodations.
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