JPMorgan Compliance Risk Management Lead - Vice President 

United States, New York, New York 

180068649

As a Compliance Risk Management Lead, you will be joining our Compliance team where you will be responsible for covering our Global Credit business. In this role, you will interact daily with senior-level business decision-makers and corporate functions in a fast-paced environment.

Job Responsibilities

• Provide real-time advice and challenge to business management and staff on regulatory and compliance issues
• Conduct “second line” monitoring of businesses
• Assist in preparing responses to regulatory inquiries and examinations from the SEC, FINRA, OCC, CFTC and other regulators
• Coordinate with other control groups, such as Business Controls and Operational Risk on initiatives including surveillance, testing, and audits
• Coordinate with Compliance colleagues covering functions such as the Control Room regarding information barrier crossings, Personal Account Dealing, Licensing and Registrations, Global Financial Crimes, etc.
• Participate in various projects, such as those relating to the challenge of “first line” risk assessments
• Draft and implement compliance policies and procedures
• Monitor regulatory developments, participate in industry groups, and assist in implementing programs to comply with new regulations

Required qualifications, capabilities and skills

• Bachelor’s degree, MBA or law degree, depending on work experience
• 5+ years of relevant experience in financial services compliance
• Knowledge of SEC, FINRA, OCC and CFTC rules relating to fixed income products, loans and derivatives
• Strong interpersonal skills and excellent verbal and written communication skills
• Ability to manage multiple initiatives simultaneously in a dynamic, fast-paced environment
• Strong organizational and project management skills

Preferred qualifications, capabilities and skills

• Familiarity with TRACE and/or information barriers a plus