Responsibilities
Auditing and Business Processes
- Develop a thorough understanding of the Company’s exchanges, clearing operations, fixed income and data services, and mortgage technology operations.
- Assist in the risk assessment process for various functional areas.
- Perform and document control testing to support the Internal Audit Plan and SOX 404 Internal Control Assessment.
- Execute control testing and document results to support the internal audit plan and SOX 404.
- Communicate identified control deficiencies to management effectively.
- Maintain effective relationships with the internal and external contacts.
- Work on special projects as assigned.
Information Technology Control Auditing
- Evaluate the design, operational effectiveness and efficiency of IT control processes and procedures for various operational, financial and compliance processes.
- Provide recommendations to management based on observations and testing.
- Lead, perform and document all phases of IT audits including planning, fieldwork, reporting results and performing subsequent follow-up procedures.
- Coordinate documentation requests for internal and external auditing requests.
- Communicate IT concepts and risks to non-IT auditors and management.
Knowledge and Experience
- Bachelor’s degree or higher required with a commitment to maintaining or obtaining appropriate professional certification (e.g. CIA, CPA, CFE, CISA).
- CPA, CIA, CFE or CISA preferred (All ICE Internal Audit staff are required to obtain and maintain one of the preferred professional designations).
- 2+ years of experience in IT audit function or experienced IT professional.
- Understanding of IT control processes including information security, access controls, change management and IT operations among others.
- SOX IT Audit experience.
- Familiarity with regulatory auditing standards such as FFIEC IT examination handbooks is a plus.
- Excellent communication and writing skills.
- Ability to perform multiple projects simultaneously.
- Ability to adapt in a high growth, rapidly evolving industry.
- Travel 10-15 percent; including international travel.
