מציאת משרת הייטק בחברות הטובות ביותר מעולם לא הייתה קלה יותר
Bank Of America Senior Auditor Wealth Management United States, North Carolina, Charlotte 154442455
Job Description:
Job Description:
This job is responsible for independently performing test work during highly complex audit activities associated with Wealth Management activities. Key responsibilities include independently designing and executing audit tests, assessing issues for business impact and recommending severity ratings, and establishing business partner relationships. Job expectations include evaluating the control environment, fostering an inclusive work environment, applying product, business, and technical expertise, and supporting team members with development.
Responsibilities:
Responsible for evaluating the design and execution of business processes/controls associated with Wealth Management activities (e.g. Private Bank and Merrill Wealth Management). Project areas include testing processes and controls within Investment Products, Portfolio Construction, the Chief Investment Office, Financial Advisor Activities, Banking Product Sales, Licensed Supervision, Registration & Licensing, Data Management, Trust and Estate Settlement Services, Philanthropic Solutions, among other Wealth Management areas. Additional activities would include data extraction from multiple sources, documenting audit work, and validation of business remediation activities associated with open issues. Typically works on projects of moderate to high complexity that would involve learning (regulatory regime, business model, processes) on each new assignment.
Executes audit strategy for the sound application of risk-based auditing by defining audit scope and audit programs, and leverages automation and innovative methods in a timely and high quality manner
Exercises sound knowledge of product, business, and technical expertise to effectively challenge management to improve the control environment
Assesses impacts to business processes, controls, and strategies to provide recommendations on severity ratings
Provides input on draft audit reports and shares audit results with business leaders
Supports the development of peers and teams through on-the-job-training and fosters an inclusive work environment
Establishes business partner relationships, primarily with line management, to develop business knowledge
Uses innovative tools to complete audit activities more efficiently (e.g., testing)
Required Qualifications:
2+ years of Audit, Risk, Business Control, Compliance, Finance or other relevant experience
Intermediate Analytical / Automation Skills (SQL, SAS, Advanced Excel and Access)
Ability to execute audit test plans within a risk based audit methodology
Sound organizational, analytical, oral and written communication skills
Self-starter, desire to learn able to teach others, positive attitude, exhibits flexibility
Ability to work in a very detailed manner
Intermediate Analytical / Automation Skills (SQL, SAS, Advanced Excel and Access)
Proficiency in Microsoft Office Products
Desired Qualifications:
Bachelor's or advanced degree
Ideal candidate would have experience with financial services audit/compliance and/or front-line wealth management experience
Skills:
Internal Audit Review
Issue Management
Risk Management
Audit Planning
Analytical Thinking
Project Management
Automation
Technical Documentation
Attention to Detail
Business Acumen
Relationship Building
Coaching
Critical Thinking
Written Communications
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