Td Bank Financial Crime Risk Business Oversight Specialist 

Canada, Ontario, Toronto 

154008793

Toronto, Ontario, CanadaFinancial Crime Risk Management

$91,200 - $136,800 CAD

CUSTOMER

• Provide expert/specialized regulatory compliance and prudential risk management guidance on AML/ATF /Sanctions/ABAC matters affecting covered TD businesses
• Proactively advise covered TD businesses of new and changed AML/ATF/ Sanctions/ABAC regulatory and/or policy requirements and articulate the impact to their processes and controls
• Contribute to the development and implementation ofAML/ATF/Sanctions/ABACCompliance programs
• Guide and partner with covered TD businesses through the development, implementation, oversight, and management of effectiveAML/ATF/Sanctions/ABACCompliance Programs
• Escalate and manage to resolution significant issues and events
• Represent FCRM on internal or external committees relating to designated business activities as required
• Deliver subject matter expertise andAML/ATF/Sanctions/ABACguidance to business management, including developing and maintaining management reporting and analysis

SHAREHOLDER

• Actively assist in developing and overseeing implementation of business line policies and procedures
• Collaborate with subject matter experts to develop and enhance methodologies for analyzing risk exposures of covered TD businesses
• Ensure respectiveprograms/policies/practicesare well managed, meets business needs, complies with internal and external requirements, and aligns with business priorities
• Consistently exercise discretion in managing correspondence, information, and all matters of confidentiality; escalate issues where appropriate
• Supports the development of annual awareness training
• Protect the interests of the organization – identify and manage risks, and ensure the prompt and thorough resolution of escalated non-standard, high-risk issues
• Actively manage relationships within and across various business lines, corporate and/or control functions and ensure alignment with enterprise and/or regulatory requirements
• Keep current on emerging issues, trends, and evolving regulatory requirements to and assess potential impacts
• Handle inquiries/requests from Internal Audit and regulators
• Maintain a culture of risk management and control, supported by effective processes in alignment with risk appetite

EMPLOYEE / TEAM

• Participate fully as a member of the team, support a positive work environment that promotes service to the business, quality, innovation, and teamwork and ensure timely communication of issues/ points of interest
• Provide thought leadership and/ or industry knowledge for own area of expertise in own area and participate in knowledge transfer within the team and business
• Participate in personal performance management and development activities, including cross training within own team
• Contribute to team development of skills and capabilities through mentorship of others, by sharing knowledge and experiences and leveraging best practices.
• Lead, motivate and develop relationships with internal and external business partners / stakeholders to develop productive working relationships.
• Contribute to a fair, positive, and equitable environment that supports a diverse workforce
• Act as a brand ambassador for your business area/function and the bank, both internally and/or externally

BREADTH & DEPTH EXPERIENCE & EDUCATION

• Senior specialist with AML/ATF/ Sanctions/ABAC expertise, works independently and is accountable for managing a specialized AML/ATF/ Sanctions/ABAC function or area
• Provides comprehensive coverage for a significant business or functional area across all legal entities and jurisdictions where TD operates
• Provides AML/ATF/ Sanctions/ABAC advice to a business as FCRM representative on a complex project or change initiative.
• Provide advanced analysis and/or specialized reporting to support business partners, functional areas, or centres of expertise
• Provide guidance and support to analysts on matters related to portfolio and specialty
• Expert knowledge of the business and operational functions supported
• Typically a subject matter expert for a key functional AML/ATF/ Sanctions/ABAC area and business requirements
• Contact for business management, external/internal auditors, dealing with non-routine information
• Manage / assist with regulatory reviews including inquiries, audits, and exams
• Deep knowledge and understanding of businesses / technology, and organizational practices/ disciplines
• Identify and lead problem resolution for project/program complex requirements related issues at all levels
• Generally reports to a Senior Manager

EXPERIENCE & EDUCATION

• Undergraduate Degree
• 7+ years relevant industry experience in Wealth and AML/ATF
• Certified Anti-Money Laundering Specialist (nice to have)

Please be advised that this job opportunity is subject to provincial regulation for employment purposes. It is imperative to acknowledge that each province or territory within the jurisdiction of Canada may have its own set of regulations, requirements.

If you’re interested in a specific career path or are looking to build certain skills, we want to help you succeed. You’ll have regular career, development, and performance conversations with your manager, as well as access to an online learning platform and a variety of mentoring programs to help you unlock future opportunities. Whether you have a passion for helping customers and want to expand your experience, or you want to coach and inspire your colleagues, there are many different career paths within our organization at TD – and we’re committed to helping you identify opportunities that support your goals.

We will provide training and onboarding sessions to ensure that you’ve got everything you need to succeed in your new role.

Sans Objet