Capital One Principal Risk Associate Operational Management Control Testing 

United States, Virginia, Richmond 

110735704

West Creek 3 (12073), United States of America, Richmond, Virginia Principal Risk Associate, Operational Risk Management Control Testing

Risk Associates perform professional testing and challenge of operational controls identified through various risk assessment processes that identify material risks and controls of operational risk, including processes, systems and products. ORM Testing provides direct feedback to the first line of defense and informs the effective challenge regarding overall control effectiveness.

Responsibilities:

• Perform testing on identified operational risk controls to provide assurance that risk-taking groups are appropriately representing their control environments through the effective challenge of operational controls

• Ensure issues are properly reported to business areas and remediated appropriately to reduce outstanding risk or performance breakdowns

• Perform and support detailed data analysis to include trending, problem identification, and development/completion of remediation projects

• Identify emerging risks, process improvements, or areas for increased training through the analysis of testing results

• Manage work across organizational lines to achieve results and manage competing priorities

• Support procedure reviews and document updates

• Exhibit excellent verbal and written communication skills; develop communications (written and presented) to support findings

• Assist with compiling metrics

• Provide effective challenge to the business where appropriate

• Demonstrate problem-solving and analysis skills with attention to detail

Basic Qualifications:

• High school diploma, GED, or equivalent certification

• At least 3 years of audit or risk management experience

• At least 1 year of testing or quality assurance experience

Preferred Qualifications:

• Bachelor’s Degree in Auditing, Finance, Economics, Planning, Information Systems or Business Administration

• 4+ years of audit or risk management experience

• 1+ years of project or process management experience

• Risk Management Certification

• Familiarity with Federal Financial Institutions Examination Council (FFIEC) and The Office of the Comptroller of the Currency (OCC) regulatory requirements as it relates to technology and operational resiliency

• Experience in Microsoft Office or Google Suite

. Eligibility varies based on full or part-time status, exempt or non-exempt status, and management level.

If you have visited our website in search of information on employment opportunities or to apply for a position, and you require an accommodation, please contact Capital One Recruiting at 1-800-304-9102 or via email at . All information you provide will be kept confidential and will be used only to the extent required to provide needed reasonable accommodations.