Gwim Sr Operations Representative jobs at Bank Of America in United States, New York
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BOA
Bank Of America Financial Services Representative - Retirement Benefits United States, New Jersey
Trades stocks, bonds, and other investment instruments for high net-worth clients, casual investors, and active traders. Handles escalated and complex inquiries on accounts with care, aiming to resolve concerns in...
Identifies clients’ needs and find proper solutions to meet those needs by referring sales opportunities to specialist and sales teams. Focuses daily on service to sales with existing Merrill clients....
Services banking products with high-risk activity to maximize approval of legitimate transactions, minimize client impact at the point of sale, identify fraudulent activity and restrict account activity. Assists Fraud Strategy...
Understanding of US Equity Regulations, particularly SEC, FINRA, CFTC. Coordinate with IT to create and enhance supervisory reports. Work closely with desk supervisors and support groups in managing the day-to-day...
:::* Review, critical assessment, and challenge of wholesale models on conceptual soundness, assumptions and limitations, data, developmental evidence in support of modeling choices, performance, implementation, and documentation.* Development and implementation...
Identifies client needs and recommends solutions when fraud has been identified. Records data captured during client interactions accurately. Identifies and escalates through appropriate channels for items requiring risk review, exception...
Work within a regional GM BCO team to review, disposition and investigate Equity Trade Surveillance alerts;. Work with and escalate to the Central Trade Surveillance team within the GM BCO...
Trades stocks, bonds, and other investment instruments for high net-worth clients, casual investors, and active traders. Handles escalated and complex inquiries on accounts with care, aiming to resolve concerns in...
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