Job responsibilities:
As a JPMSE Core Compliance Associate you will support the implementation, oversight, and coordination of the compliance agenda in JPMSE and its branches, with a focus on specific regulatory required processes and tasks such as:
- Preparing governance and oversight reports to LE governance fora and regulators
- Updating policies, procedures, and the local Compliance Manual when necessary.
- Coordination of the JPMSE Compliance Policy Approval Process.
- Administration of JPMSE in person Compliance training across HQ and branches and set up/ update of JPMSE specific online training courses. Supporting the implementation and oversight of the JPMSE Training plan.
- Assisting in the execution of the JPMSE Compliance Outsourcing oversight governance model in relation to Compliance outsourced activities.
- Assisting in the execution of the JPMSE Compliance Monitoring & Testing governance and oversight model
- Supporting JPMSE Compliance in the execution of the JPMSE LE Risk Assessment and Qualitative Risk Appetite Assessment
You will be a successful candidate if you demonstrate the ability to write clearly and succinctly and to summarize complex matters precisely. You need to be able to work cross-functionally and confidently with colleagues and employees both in-country and abroad as wells as at all levels of the organization.
Required qualifications, capabilities, and skills:
- A minimum of three years’ relevant Compliance experience or other related experience (such as legal, audit or risk).
- Strong academic background or work achievements in the financial industry
- Very good knowledge of German and EU regulatory requirements
- Excellent organizational skills and very good writing skills (for policies and procedures)
- Fluency in English is essential
- Good analytic skills, very good written and verbal communication skills.
Preferred qualifications, capabilities, and skills
- Very good understanding of operating models
- Sound understanding for risk metrics and reports
- Broad-based IT skills and application experience
- Excellent time management skills