Organization Overview:
Our roles entail ensuring we operate in a robust control environment, whilst in a fast-paced workplace. We comply with global regulations and internal policies and adopt a proactive approach to identifying opportunities to reduce risk through the continuous evaluation of our controls; to protect our clients, the firm, and our reputation.
We work closely with our external global peers, partners, and regulators, and play an integral part in leading an agenda at the forefront to optimize and streamline processes and drive strategy across our industry.
Responsibilities:
- Perform daily and monthly regulatory reporting to SAFE/PBOC/CBIRC etc., and also ad hoc survey request from both internal and external. Strictly follow the internal controls over LRR process to ensure report quality (validity, accuracy, timeliness and completeness). Those controls include but not limited to management policy, training, operating procedure, validation and performance evaluation.
- Ensure complies with CCCL's code of business ethics, possesses operational skills and is properly trained to use reporting systems.
- Provides insights on process and recommendation for improvement/ automation. Works collaboratively with stakeholders to implement process changes, improve productivity, and optimize reporting efficiency.
- Participant in the data governance related work and continues to improve on the data quality control.
- Effectively identifies and mitigates risks / issues while ensuring continued compliance with internal and regulatory requirements.
- Performs periodic assessment to identify areas of weakness, reporting deficiencies and communicate findings to stakeholders.
- Facilitates discussions with required stakeholders for ways to improve data quality and mitigate potential risks.
- Project Management of various deliverables for Regulatory Reporting Reviews. Involvement in automation initiatives.
Qualifications and Skills:
- Bachelor’s/University degree, Master’s degree preferred
- 3-5+ years ofregulatory reportingexperience, especially in Foreign Exchange and other Dev products
- Strong risk management and control mindset
- Strong awareness of both external and internal best practice perspectives, maintaining a balanced and fresh viewpoint.
- Self-reliant, good problem solver & results oriented
- Provides evaluative judgment based on analysis of factual information in complicated, unique and dynamic situations; draws on diverse range of internal and external sources.
- Energetic, flexible, collaborative, and proactive.
- Ability to establish and build trust with stakeholders in the organization as an advisor and partner with a clear client orientation.
- Should have Excellent proficiency in Microsoft Office – particularly Excel
Operations - Transaction ServicesSecurities and Derivatives Processing
Time Type:
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