Assisting in the design, development, delivery and maintenance of best-in-class Compliance, programs, policies and practices for ICRM.
Assist with regulatory inquiries and/or examinations.
Collaborating with other internal areas including: Legal, Business Management, Operations, Technology, Finance, other Control Functions, and In-Business Risk to address compliance issues which may impact the supported function/business/product.
Supporting the business in performing timely compliance reviews of new transactions and/or products.
Assisting in the development and administration of Compliance training for the supported function/business/product.
Researching any rules and rule changes and implementing policies, procedures or other controls necessary to comply with the rules/regulations
Additional duties as assigned.
Appropriately assess risk when business decisions are made, demonstrating particular consideration for the firm's reputation and safeguarding Citigroup, its clients and assets, by driving compliance with applicable laws, rules and regulations, adhering to Policy, applying sound ethical judgment regarding personal behavior, conduct and business practices, and escalating, managing and reporting control issues with transparency.
Qualifications:
Working Knowledge of Compliance laws, rules, regulations, risks and typologies in the supported function/business/product
Excellent written and verbal communication skills
Must be a self-starter, flexible, innovative and adaptive
Strong interpersonal skills with the ability to work collaboratively and with people at all levels of the organization
Work collaboratively with regional and global partners in other functional units; ability to navigate a complex organization
Excellent project management and organizational skills and capability to handle multiple projects at one time
Proficient in MS Office applications (Excel, Word, PowerPoint)
Knowledge in area of focus
Relevant certifications desirable
Education:
Bachelor’s degree; experience in compliance, legal or other control-related function in the financial services firm, regulatory organization, or legal/consulting firm, or a combination thereof; experience in area of focus; Advanced degree a plus
Indispensable experiencia en gestión de riesgos y diseño de controles,interpretación de leyes y procesos dentro de áreas de compliance.
Deseable experiencia en revisión de proyectos globales (coordinación y diseño), Record Management
Deseable experiencia en definición y ejecución de monitores por la parte del B que se tiene en el área.
Indispensable inglés intermedio alto.
Compliance and ControlProduct Compliance Risk Management