In this role, you will:
- Identify ways to improve internal and external electronic communications while ensuring compliance with internal company policies, applicable laws and regulations
- Perform routine reviews for various types of electronic communications on a daily basis to identify if the communication meets policy requirements
- Receive direction from management and escalate questions and issues to more experienced roles
- Interact with Supervisory Control teams and refer to management on escalation items that may be out of compliance
Required Qualifications:
- 6+ months of Supervisory Control experience, or equivalent demonstrated through one or a combination of the following: work experience, training, or education
Desired Qualifications:
- College graduate - any course
- Good communication skills
- Preferably passer of CFA Foundation or FINRA Securities and Industry Essentials
Job Expectations:
- Flexibility to work in night shifts, or weekends/holidays if deemed necessary by the business.
- Ability to work on site (BGC office)
10 Apr 2025
Wells Fargo Recruitment and Hiring Requirements:
b. Wells Fargo requires you to directly represent your own experiences during the recruiting and hiring process.