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JPMorgan Markets Compliance Advisory – Associate 
United Kingdom, England, London 
840663567

09.09.2025

We're seeking aMarkets Compliance Advisory –Associate who will effectively partner with Line of Business (LOB) and global/regional Compliance teams; including Operational Risk and other Control functions. This position requires knowledge and experience in Compliance, as well as familiarity with regulatory and/or audit best practices.

As aCompliance Advisory – Associate


Job responsibilities

  • Partner with Line of Business and global/regional compliance teams.

  • Provide credible, timely, and risk-based oversight and challenge.

  • Deliver thought leadership and compliance input to regulatory change management.

  • Support business initiatives with timely and documented input.

  • Conduct scheduled and ad-hoc training for the business.

  • Complete monitoring activities accurately and timely.

  • Identify, implement, and review compliance policies and procedures.

  • Prepare materials for forums.

  • Escalate issues to management appropriately

Required qualifications, capabilities and skills

  • Relevant Compliance or other related experience; such as Risk management, Audit, or similar Control-related experience

  • Knowledge of the UK and EU regulatory framework as applicable to the coverage areas (e.g. MiFID II, MAR and PRIIPs), and recent regulatory developments, (e.g. Consumer Duty, Retail Investment Strategy)

  • Demonstrated ability to identify key issues and obtain appropriate information for further analysis

  • Must be highly analytical with experience in collecting, analyzing, and synthesizing information on various subjects

  • Must possess excellent written and oral communications skills

  • Teamwork skills; you must be flexible in work style and be able to work appropriately with stakeholders and colleagues

  • Strong PC Skills including Microsoft Excel, SharePoint, Word, PowerPoint and other reporting tools

  • Ability to establish credibility and strong partnerships globally

  • Ability to manage numerous reviews and confidential and sensitive information in a professional manner in a fast-paced, deadline-driven environment

  • Audit, Regulatory &/or Testing experience

Preferred qualifications, capabilities, and skills

  • Ideally exposure to at least some of the coverage areas listed above

  • Audit, Regulatory &/or Testing experience