Wells Fargo Securities Operations Associate 

India, Karnataka, Bengaluru 

800778644

In this role, you will:

• Participate in low complexity lifecycle support tasks and help identify opportunities for process improvements within Securities Operations
• Review basic or tactical issues, policies or procedures for which answers can be quickly obtained, related to low risk tasks and deliverables with narrower impact
• Receive direction from manager and exercise judgment within defined parameters related to resolving situations on a full process within a trade environment, while developing understanding of various functions, policies, and procedures
• Provide information to, collaborate, and consult with peers, colleagues and managers, including internal and external customers, to resolve issues and achieve goals
• Build expertise in operational processes including client account onboarding, cash payments, customer service, funding operations, custodial operations, securities settlement services, structured loan operations, and general ledger reconciliation
• Assist in gathering data to support resolution of issues; review and analyze functional operational tasks that require research and evaluation
• Resolve low complexity escalated issues within the scope of responsibility in Security Operations
• Research low complexity business risks, provide input into policies, enhance customer satisfaction, and review time sensitive documents and transaction requests
• Support overall effectiveness of the team according to plans; monitor daily securities and cash related production work
• Contribute to implementation of projects, new or revised processes, and procedures that require coordination among operation teams and may perform analysis for initiatives that support business strategies

Required Qualifications:

• 6+ months of Securities Operations experience, or equivalent demonstrated through one or a combination of the following: work experience, training, military experience, education

Job Expectations:

• provide first line support for applications, Surround systems and provide test coordination for infrastructure initiatives impactingapplications. The
• provide production support, maintenance, testing and governance for business or enterprise system of record (SOR), tools and applications. Conduct requirement gathering and define scope and objectives for business systems.
• Create, continuously monitor, and periodically test the adequacy of BusinessContinuity/ResiliencyPlans across the company. Perform review and testing of plan annually
• Develop and lead process design and improvement initiatives. Develops process standards related to formulation and other metrics.
• Troubleshoots issues and perform Root Cause Analysis. Work on complex problems involving process segments to identify risks, impacts, and opportunities.
• Ideation and execution of reporting on behalf of the enterprise or specific business group. Create metrics and reports, perform analyses, provide feedback, and deliver insights.
• Support risk programs (eg: ORE, Reg Change, Scenario Analysis, Financial Crimes, etc), QA/QC, SAA, Policy Management and other risk activities
• Manage and govern data production, distribution, and usage through the end-to-end data flow; manages and governs associated data management risks that arise from inaccurate data or the inappropriate use, dissemination, or understanding of data.
• Manages engagement coordination, response management, reporting and metrics supporting internal and external audit / regulatory exams for respective business group or enterprise function

13 Apr 2025

Wells Fargo Recruitment and Hiring Requirements:

b. Wells Fargo requires you to directly represent your own experiences during the recruiting and hiring process.