complex audit and business monitoring reviews across entities within the US Personal Banking.
Prepare and deliverreports related to risk-based audits, issue validations, business monitoring, regulatory, governance committee and senior management reviews.
Manage audits comprised of a small to medium sized team of Internal Audit professionals to plan, execute and deliver audits within budgeted timeframes,in accordance with Internal audit and regulatory standards
Document and perform qualitative and quantitative checks on the governance reporting materials to ensure accurate, timely, impactful and concise communication to the stakeholders.
Advise the business on change initiatives, while advancing integrated auditing concepts and technology adoption
Recommend interventions to issues, propose solutions for risk and control problems, partner with Directors and Managing Directors to develop approaches for broader corporate issues
Manage the development of audit process improvements, including the development of automated routines e.g., Computer Assisted Auditing Tools and Techniques (CAATTs), to help drive more effective and focused audit testing
Apply knowledge of key regulations and emerging risks to influence analytical testing strategies.
Collaborate with teams across the business and determine impact on the overall control environment and audit approach
Possess strong analytical and interpersonal skills, make sound decisions, exhibiting initiative and intuitive thinking
Develop effective line management relationships to ensure strong understanding of the business.
Demonstrate strong judgment, political astuteness, and sensitivity to cultural diversity
Qualifications:
9+ years of relevant experience internal controls, risk management, or related fields
The candidate must be fluent in English - both verbal and written.
Consumer regulations knowledge and Issue Validation Background preferred ; Fraud, financial crimes, AML/KYC knowledge is a plus
Related certifications (CPA, ACA, CFA, CIA, CISA or similar) preferred
Proven ability to execute concurrently on a portfolio of high quality deliverables according to strict timetables
Effective project management skills
Demonstrated ability to implement continuous improvement and innovation in audit tools and techniques
Consistently demonstrates clear and concise written and verbal communication
Experience in governance reporting, automated routines (e.g. CAATTs) is preferred.