Responsible for regulatory reporting implementation and ongoing remediation
Understand the regulatory requirements working with Legal / Compliance / Industry (ISDA/Equities industry groups/DTCC etc.) and internal stakeholders
Establish the end-to-end control processes
Review and improve the end-to-end control process around the Regulatory Reporting agenda in Credit / Rates / Equities
Establish a strategic attestation process on regulatory reporting for the jurisdictions already implemented to the business
Develop process and system enhancement recommendations
Work with business and Technology group to prioritize the requirements by presenting the business case
Perform cost benefit analysis to propose optimum future process to the business.
Successfully deliver controlled environment of Regulatory Reporting
Ensure all controls and checks are completed by the end of day
Required qualification, skills and capabilities
You must have a strong understanding of Credit / Rates / Equity Derivatives products, Dodd Frank CFTC Trade Reporting and EMIR Trade Reporting
Excellent business analysis skills to drill down the complex regulatory reporting requirements for multiple jurisdictions
Excellent problem solving skills in order to identify, understand, and address operational and technical issues
Strong communication skills, both written and verbal, including the ability to develop relationships across the various stakeholders including Senior Business executives
Self-motivated and ability to deliver with minimal supervision
Understanding of the end-to-end transaction cycle for derivative products
Ability to work in a high pressure environment with time-critical deliveries
Control mindset to identify process control gaps, prioritize, and mitigate operational risk
Effective stakeholder management
Experience with investment banking environment is a must, preferably in Middle Office / Trade Support
Bachelor’s degree, Finance / Economics or other related disciplines is preferred