Citi Group Senior Vice President Compl Risk Mgmt Group Manager Taiwan 總處法遵管理處主管 

Taiwan, Taichung 

613651441

(Internal Job Title: Compl Risk Mgmt Group Manager - C14) based in Taipei, Taiwan.

Responsibilities:

• Directing the design, development, delivery and maintenance of best-in-class Compliance, programs, policies and practices for ICRM. Translating ICRM strategy and goals across Citi’s clients, products and geographies in a succinct and clear manner; providing direction and guidance on the programs.
• Managing a team or multiple teams of Compliance professionals. Responsible for hiring, compensation, performance appraisals, staff development, training, etc.
• Providing oversight and guidance over the assessment of complex issues, structuring potential solutions and driving effective resolution with other stakeholders.
• Overseeing the identification and assessment of Citi’s key compliance risks. Ensuring compliance risks within Citi are effectively identified, measured, monitored, and controlled, consistent with the bank’s risk appetite statement and all policies and processes established within the risk governance framework.
• Monitoring adherence to Citi’s Compliance Risk Policies and measuring compliance risk through a robust control framework and ensures that reviews are conducted consistently across each entity on a regular basis to confirm that controls identified are operating effectively.
• Partnering, collaborating and working with other areas within Citi, as necessary.
• Keeping abreast of regulatory changes, new regulations and internal policy changes in order to further identify new key risk areas.
• Additional duties as assigned.
• Appropriately assess risk when business decisions are made, demonstrating particular consideration for the firm's reputation and safeguarding Citigroup, its clients and assets, by driving compliance with applicable laws, rules and regulations, adhering to Policy, applying sound ethical judgment regarding personal behavior, conduct and business practices, and escalating, managing and reporting control issues with transparency, as well as effectively supervise the activity of others and create accountability with those who fail to maintain these standards.

Qualifications:

• Expertise of Compliance laws, rules, regulations, risks and typologies
• Excellent written, verbal and analytical skills in both English and Mandarin
• Must be a self-starter, flexible, innovative and adaptive;
• Highly motivated, strong attention to detail, team oriented, organized
• Strong presentation skills with the ability to articulate complex problems and solutions through concise and clear messaging
• Ability to work collaboratively with regional and global partners in other functional units; ability to navigate a complex organization; to influence and lead people across cultures at a senior level
• Experience in managing regulatory exams and relationships with examiners, auditors, etc.
• Awareness of regulatory requirements including local and US laws, international and industry standards
• Advanced knowledge in area of focus

Education:

• Bachelor’s degree; experience in compliance, legal or other control-related function in the financial services firm, regulatory organization, or legal/consulting firm, or a combination thereof; experience in area of focus; previous experience managing a diverse staff; Advanced degree preferred

• Overseeing Regulation Management, Policy Management, Training, and Manger’s Control Assessment (MCA)
• Regulatory Engagement
• Providing compliance advisory and overseeing the enterprise compliance programs on Anti-Bribery, Mandatory Absence, and Conduct risk
• Providing compliance advisory and overseeing the compliance for global functions (e.g. Finance, Human Resource, Corporate Affair etc…), Enterprise Operation & Technology (EO&T)
• Monitoring issue remediation including regulatory issues and issues tagging with compliance risk
• Managing regulatory examination
• Preparing compliance materials for various governance meetings including Board of Directors and Audit Committee.

Time Type:

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