Citi Group Compliance Testing Officer - VP US Personal Banking Hybrid 

United States, Texas, Irving 

596977239

Key Activities include:

• Developing, implementing, and executing compliance testing, compliance monitoring, and reporting programs within the US Personal Banking accordance with the Compliance Testing & Monitoring Plan.
• Lead walkthroughs with various business across the firm to document and understand key business process impacting Compliance risks.
• Participating in the planning, executing, and reporting of compliance testing and monitoring and compliance and regulatory issue validation activities for a component of a product line, function, or legal entity within an assigned region in accordance with monitoring and testing Plan.
• Analyzing and documenting report findings, and having preliminary discussions with corresponding control/process owners.
• Assisting with development of Compliance Testing Risk Assessments, Monitoring Monthly, and Quarterly Summaries and the development and enhancement of the Compliance Testing Methodologies and Standards for auditing, testing, monitoring, and reporting.
• Utilizing innovative compliance testing solutions including Data Analytics to increase value and reduce costs of compliance-related activities.
• Developing effective relationships within USPB Compliance Independent Assessment and with other stakeholders including Business process owners and Internal Audit function.
• Identifying industry best practices and share insight on a regular basis.
• Informing CIA management of significant compliance matters that require their attention or action.
• Identifying compliance training resources and tools available centrally to support country/business compliance programs training and research needs.
• Additional duties as assigned. Appropriately assess risk when business decisions are made, demonstrating particular consideration for the firm's reputation and safeguarding Citigroup, its clients and assets, by driving compliance with applicable laws, rules and regulations, adhering to Policy, applying sound ethical judgment regarding personal behavior, conduct and business practices, and escalating, managing and reporting control issues with transparency.

Qualifications:

• 6-10 years of experience in the Financial Services Industry; specifically assessing compliance of Customer Client Protection Regulations.
• Working knowledge of Consumer Protection laws, rules, and regulations including Reg Z, UDAAP, ECOA / Reg B, SCRA, MLA, FCRA and Fair Lending requirements.
• Certified Regulatory Compliance Manger (CRCM) certification strongly preferred.
• Demonstrated knowledge of regulatory compliance requirements of Retail Banking and Credit Card products.
• Experience in planning, executing, and reporting on compliance testing reviews and regulatory issue validation activities
• Knowledge and extensive experience with auditing principles including audit planning, risk assessments, development of risks and controls matrices, processes and controls design assessments, controls operating effectiveness testing, transactional access segregation of duties, transactional testing, surveillance systems, and reporting activities
• Understanding of rules, laws, and regulations, and specific regulatory requirements
• Strong interpersonal skills for building strong relationships with stakeholders and engaging teams
• Effectiveness in working within a large scale and complex matrix organization is essential
• Effective negotiation skills, a proactive and “no surprises” approach in communicating issues, and strength in sustaining independent views
• Excellent oral communication and writing skills in interacting with non-executives and executive management and across a number of business lines and control functions
• Must be a self-starter, flexible, innovative and adaptive
• Strong interpersonal skills with the ability to work collaboratively and with people at all levels of the organization
• Ability to both work collaboratively and independently; ability to navigate a complex organization
• Advanced analytical skills
• Ability to both work independently and collaborate with team members
• Excellent project management and organizational skills and capability to handle multiple projects at one time
• Proficient in MS Office applications (Excel, Word, PowerPoint)

Education:

• Bachelor's/University degree, Master's degree preferred
• Bachelor’s degree; experience in compliance, legal or other control-related function in the financial services firm, regulatory organization, or legal/consulting firm, or a combination thereof; experience in area of focus; Advanced degree a plus

Anticipated Posting Close Date:

View the " " poster. View the .

View the .

View the