Bank Of America Audit Supervisor – Global Markets Equities 

United Kingdom, England, City of Westminster 

566638016

Responsibilities

• Responsible for executing multiple areas of test work during audit activities.
• Use analytical skills and/or technical expertise to execute assigned audit testing responsibilities and identify opportunities to automate testing or create continuous monitoring.
• Independently execute audit test work on assigned audits in a timely manner and with high quality.
• Operate effectively within a collaborative team environment, assisting team mates and sharing workloads and deliverables.
• Identify control deficiencies, discusses with line management and initiate control matter recommendations in assigned test areas.
• Demonstrate project management skills.
• Raise issues and concerns and make recommendations for severity ratings.
• Assess issues for impact to business processes, controls and strategies; recommends severity ratings and escalation of broad themes or trends, engages in discussions about risk and demonstrates business knowledge.
• Establish business partner relationships; primary engagement is with line management.
• Exercise critical thinking and judgment to effectively influence management to improve the control environment.
• Strive to improve processes and challenge the status quo to improve Audit’s existing operating environment

Required Skills

• Extensive experience in Audit, Risk, Business Control, Compliance, Finance, or other relevant experience
• Ability to evaluate, plan, and execute audit test plans within a risk based audit methodology.
• Ability to successfully communicate to influence management and lead change in both strategic and tactical initiatives.
• Self-starter, desire to learn, able to teach others, positive attitude, exhibits flexibility and intellectual curiosity.
• Strong analytical skills. Ability to analyze large amounts of data and turn it into usable information.
• Ability to work in a very detailed manner as well as to look broadly across a population and develop connections and themes identifying risk and concerns.
• Ability to juggle multiple work efforts and to quickly change direction, as needed.
• Proficiency in Microsoft Office Products
• Excellent written and oral communication skills, ability to converse with management on all levels.
• Bachelor’s degree or relevant experience
• Experience of first, second, or third line coverage of Equities sales, trading, or financing (eg prime brokerage, stock loan, equity structured finance) strongly preferred.
• Understanding of derivatives, including valuation and risk factors, trading and hedging strategies strongly preferred
• Knowledge of trading desk supervisory procedures, P&L attribution, risk management, lifecycle events, operational processes strongly preferred.
• Knowledge of UK, EMEA, or US broker dealer or banking regulations preferred.

UK

• Private healthcare for you and your family plus an annual health screen to help you manage your physical wellness with the option to purchase a screen for your partner
• Competitive pension plan, life assurance and group income protection cover if you become unable to work as a result of a disability or health reasons
• 20 days of back-up childcare including access to school holiday clubs and 20 days of back-up adult care per annum
• The ability to change your core benefits as well as the option of selecting a variety of flexible benefits to suit your personal circumstances including access to a wellbeing account, travel insurance, critical illness etc.
• Access to an emotional wellbeing helpline, mental health first aiders and virtual GP services.
• Access to an Employee Assistance Program for confidential support and help for everyday matters
• Ability to donate to charities of your choice directly through payroll and the bank will match your contribution
• Opportunity to access our Arts & Culture corporate membership program and receive discounted entry to some of the UK’s most iconic cultural institutions and exhibitions.
• Opportunity to give back to your community, develop new skills and work with new groups of people by volunteering in your local community.