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Dell Sr Risk & Compliance Advisor 
United States, Texas, Round Rock 
556537728

23.01.2025

As a Sr. Compliance Advisor, you will be responsible for managing various key workstreams of the Dell Financial Services compliance program including but not limited to regulatory reviews of key business processes, serve as a subject matter expert on regulatory requirements, execute risk assessments and compliance training. You will work with various business partners, legal teams, and peers across the North Americas region on varying compliance matters and initiatives impacting the organization.
You will:

  • Serve as a subject matter expert on regulatory requirements.

  • Execute risk assessments, compliance reviews and training.

  • Provide guidance and training to internal teams on compliance matters.

  • Collaborate with business partners, legal teams, and peers across the North Americas region on compliance matters and initiatives

  • Monitor and assess compliance with regulatory requirements, including Fair Lending, Regulation B/Equal Credit Opportunity Act (ECOA), and unfair or deceptive acts or practices (UDAP).

  • Stay updated on regulatory changes and ensure the company’s compliance program adapts accordingly.


Essential Requirements

  • Regulatory expertise in financial services with a focus on commercial lending.

  • General knowledge of foundational requirements of various regulatory requirements such as Fair Lending, ECOA, Reg B, UDAP, and industry best practices.

  • Experience in writing- reports, policies, recommendations, and presentation skills.

  • Strong analytical skills with the ability to make logical and reasoned decisions.

  • Solid organizational skills with the ability to manage through ambiguous problems, establish priorities and effectively work across multiple areas.

  • Strong interpersonal communication skills with capability to drive members and influence the business.

  • Ability to work effectively on teams and as an independent contributor with limited direction and oversight.

  • Strong knowledge of Microsoft applications (including Word, Excel and PowerPoint).

Desirable Requirements

  • Certified Regulatory Compliance Manager (CRCM) or other regulatory certification preferred

  • Typically requires 12+ years of related experience in a professional role with a Bachelor’s degree; or 8+ years with a Master’s degree; or 5+ years with a PhD; or equivalent experience