Believes diversity makes us stronger so we can reflect, connect and meet the diverse needs of our clients and employees around the world.
Is committed to building a workplace where every employee is welcomed and given the support and resources to perform their jobs successfully.
Wants to be a great place for people to work and strives to create an environment where all employees have the opportunity to achieve their goals.
Provides continuous training and development opportunities to help employees achieve their career goals, whatever their background or experience.
Is committed to advancing our tools, technology, and ways of working to better serve our clients and their evolving business needs.
Believes in responsible growth and is dedicated to supporting our communities by connecting them to the lending, investing and giving them what they need to remain vibrant and vital.
Responsibilities:
Manage in-flight internal/external audits, Regulatory exams, and Compliance targeted assessments
Coordinate audit and regulatory requests and initial/potential findings
Notify impacted parties of audit or exam commencement
Maintain an inventory of current, forecasted and completed audits, exams and RFIs
Manage business partner relationships, engaging with Audit, Compliance, and Technology teams in region and globally
Analyze common/thematic exam RFIs and responses to proactively prepare for future exams
Skills:
5+ years of experience in technology, technology internal controls, audit, risk or compliance, regulatory driven activities in large and complex organizations
Strong understanding of the components and application of technology control frameworks
Experience managing audits, regulatory exams or engagements, and Compliance targeted assessments through the coordination of requests for information (RFI)
Strong relationship management skills to navigate the complexities of aligning stakeholders, building consensus, and resolving conflicts in a large, distributed organization; proven ability to influence peers/stakeholders and senior leaders across various lines of businesses
Good project management skills to meet timelines set for audit / regulatory inspections
Highly proactive - Critical thinking skills, ability to connect the dots, decisive in instructions and approach, and a love of problem-solving
Meticulous, with a sharp eye to catch key details in RFIs and interpret required submission(s)
Proven ability to analyze common/thematic exam RFIs to proactively prepare for future exams
Demonstrates ability to manage multiple and often competing priorities in a global environment; Ability to drive strategic initiatives with a track record of successful change and making difficult decisions
Strong communication skills, communicate complex ideas in a clear and concise manner. Ability to decompose complex issues and drive timely decisions
Good team player, knowing when to engage others for additional input vs when to act independently. Participation in cross-functional teams and ability to work effectively in both a matrixed and a geographically dispersed team
Desired Skills:
Banking and Markets technology, Infrastructure technology, and/or Technology control consulting background strongly preferred
Familiarity with common APAC banking technology regulations strongly preferred
CISA, CGEIT, CISM, CRISC, CISP, or other related certification preferred
College degree (BS or equivalent) in applicable field of study preferred
Proficient in Microsoft excel, Python, data manipulation and automation