EY’s wide breadth of services of FSRM including, but not limited to:
Undertaking risk management advice, remediation and transformation
Conducting risk management framework design and operational effectiveness
Regulatory and compliance consulting
Enterprise risk and controls consulting
Professional risk support for consulting, internal and external audit services
Future operating models
Responding to regulatory criticism and regulatory preparedness
Providing guidance on current and emerging control practices
Advising clients on risk culture, conduct and accountability regimes and practices
Conducting important proactive assessments and assurance around the effectiveness of controls and company processes, while also providing objective consulting support
Lead EY projects with respect to:
The use of technology and data including fintech and reg-tech innovations with respect to financial services sector
Advices and guidance on structuring approaches to emerging regulatory compliance or regulatory exam findings
Regulatory issue remediation
Regulatory change management, where support the revision or formulation of new policies and controls aligned with regulatory and compliance guidelines and requirements
Compliance framework – understanding of core compliance functions: risk assessment, policy management, testing, monitoring and surveillance and reporting etc.
To qualify for the role you must have:
A university degree majoring in accounting, information systems, business or legal related subjects
Solid work experience in Big4, banks, regulators or reputable international consulting firms with in-depth knowledge of regulatory compliance and risk management
Strong data analytics skills and hands-on practical experience in customer due diligence (CDD), transaction monitoring system review, and sanctions-related engagements/projects
The ability to utilise data analytical tools and techniques to analyse transaction data, identify patterns, while provide insights on potential compliance issues
Good knowledge of banking and securities regulations and business operations as well as different banking products and services
Ability to interact with executive levels of clients, regulators and EY management
Strong report-writing skills, with ability to create and organize varying forms of business information while developing it into clear, meaningful, professional reports and presentations
Decent command of both written and spoken English and Chinese