Job Responsibilities:
- Liaise with Front Office on client on-boarding / sales for required documents and sign-off
- Review of client’s KYC documentation in accordance with the firms AML/KYC policies and procedures
- Validate accuracy of data in KYC platforms and ensure completeness of document package
- Validate all documentation uploaded into the KYC tool
- Complete onboarding efforts and projects to clean up data and documentation and coordinate with other areas as needed (Client Onboarding, Compliance, Sales, Client Service)
Required qualifications, capabilities, and skills
- Bachelor’s degree or equivalent
- Minimum 8 years of KYC experience
- Extensive working knowledge and experience of KYC / Customer Identification Program (CIP) / AML rules and regulations, Client Due Diligence, risk assessment and vetting of negative news
- Excellent technical, analytical and research skills with strong working experience with Microsoft Word, Excel and PowerPoint
- Working knowledge of screening and research tools such as World-Check, OFAC, LexisNexis and Factiva.
Preferred qualifications, capabilities, and skills
- Experience in Corporate & Investment Bank
- Prior team lead experience