Bank Of America Assistant Manager 

India, Maharashtra, Mumbai 

4556918

Responsibilities*

The Role demands for a qualified professional who can provide guidance to direct reports typically comprising of senior leaders.

• Assist in ensuring data from all Trading Venues/Platforms is sourced and utilized in trade surveillance program for monitoring and reporting.
• Review and maintain data repository to identify data gaps, improve data quality and create data visualizations to identify any trading patterns.
• Assist in the creation and maintenance of the trade surveillance inventory as per the regulatory requirements and internal policies for all products traded by the firm and offered to its clients.
• Help and support the effort to fine tune trade surveillances rules and programs both on parameters and logic to improve the quality of trade surveillance alerts triggered.
• Assist and support coordination with global technology and business teams to create and improve trade surveillance rules and programs as required.
• Will be expected to keep up to date with changes in financial regulations and understand their implications on trade surveillance practices.
• Excellent critical thinking and problem-solving skills. Must be able to understand a process from end-to-end, be able to identify weaknesses in the process and implement solutions.
• Assist in the preparation and presentation of reports on findings, highlighting potential risks or violations to senior management.
• Must beable to work with technical teams and translate technical concepts to business audiences.

• Work closely with internal stakeholders as required to implement and enforce policies and procedures related to trade surveillance.
• Will be expected to keep up to date with changes in financial regulations and understand their implications on trade surveillance practices.
• Work on automation initiatives to get efficiencies, standardize processes, and enhance sustainability.
• Drive operational excellence though process review, identifying bottlenecks and risks, mitigating, and drive in permanent solutions.
• The ability to create compelling presentations to convey complex findings or recommendations to stakeholders in a clear and understandable manner.

Requirements*

• Advanced Excel skills, ability to handle complex formulas, high proficiency with macros using VBA.
• Clear understanding of financial domain (Trading). Understanding of orders and trades booking system, equities, and future exchanges.
• Good understanding of Fixed Incomes and FX venues, ability to differentiate between equity trading and fixed incomes.
• Good understanding of Global Markets. Understanding of equities, bonds, futures and how FX is traded.
• Technical expertise of SQL database.
• Clear understanding of automation and data analysis; understanding of Tableau, Alteryx and Python would be a huge advantage.
• Personal drive and positive work ethic to deliver results within tight deadlines and in demanding situations.
• Flexibility to adapt to a variety of engagement types, working hours and work environments.
• Strong interpersonal skills, with the ability to work independently and within a team environment.
• Ability to manage time effectively, set priorities and meet deadlines.
• Excellent verbal communication and written skills.
• Being adaptable and open to change is key to staying effective in this role.
• Strong verbal and written communication skills to communicate complex findings or technical information to internal stakeholders and senior management.

Graduates / Post-graduates with good track record/academic scores

4-6 years

11.00 AM to 10.00 PM (Weekends Off)