Wells Fargo Senior Independent Testing Specialist – EF Issue Validation 

India, Karnataka, Bengaluru 

446974305

In this role, you will:

• Lead or participate in moderate to high risk or complex review activities in a matrixed environment and communicate emerging risks to management within Independent Testing
• Contribute to large scale planning related to Independent Testing deliverables
• Review and research moderately complex potential corrective actions, and follow through on reporting, escalation, and resolution
• Ensure effective and appropriate testing, validation, and documentation of review activities for risk programs and controls according to standards and other applicable policies
• Resolve moderately complex issues and lead team to meet Independent Testing deliverables while leveraging solid understanding of risk management framework and the risk and control environment
• Collaborate and consult with colleagues, internal partners, management and lines of business regarding risk management

Required Qualifications:

• 4+ years of Independent Testing experience, or equivalent demonstrated through one or a combination of the following: work experience, training, military experience, education

Desired Qualifications:

• 4+ years of relevant experience in risk management (includes external/internal audit, compliance, operational risk, interest rate risk, credit risk, market risk)
• 4+ years must include direct experience in independent testing.
• Knowledge and understanding of financial services industry: compliance, risk management, or audit operations.
• Big four public accounting experience
• Experience with COSO (or Sarbanes-Oxley, SOX) internal control testing
• Strong knowledge of the COSO Framework and Risk & Control Self-Assessment (RCSA) programs
• A BS/BA degree or higher in one or a combination of the following: Finance, Accounting, Analytics, or Reporting
• A Master of Business Administration (MBA), Certified Public Accountant (CPA) or equivalent designation
• Foundational understanding of Enterprise Functions (including but not limited to Finance, Legal, Human Resources, Corporate Risk, etc.) and related supervisory expectations for large financial institutions
• Excellent verbal, written, and interpersonal communication skills.
• Strong organization and prioritization skills
• Ability to take on a high level of responsibility, initiative, and accountability.
• Ability to prioritize work, meet deadlines, achieve goals, and work under pressure in a dynamic and complex environment.
• Ability to work effectively in a team environment and across all organizational levels, where flexibility, collaboration, and adaptability are important.
• Experience reviewing testing strategies and methodologies; evaluating the adequacy and effectiveness of policies, procedures, processes, initiatives, products and internal controls; and identifying issues resulting from internal and/or external compliance examinations.
• Intermediate Microsoft Office (Word, Excel, Outlook, and PowerPoint)
• Experience in working with processes that leverage SQL, Alteryx, Power BI, Power Apps, Power Automate, Python
• Knowledge of data manipulation, ETL (Extract, Transform, and Load), and business intelligence tools such as Alteryx, SQL, and Power BI for analysis, reporting, visualization, and data driven testing purposes.
• Working experience in automation using Alteryx with finance model execution, workflow management, or workflow automation design and management
• Experience supporting Regulatory Exams (Domestic and Int’l), Audits, or other regulatory reporting related assessments.
• Strong critical thinking and analytical skills with high attention to detail and accuracy
• Demonstrated success with influencing business units to identify, formulate and implement processes/procedures to mitigate risk.
• Demonstrated negotiation skills, especially with difficult topics when partnering with lines of business and technology. This includes the willingness and ability to question decisions, understand direction and escalate issues, where necessary

Job Expectations:

Responsibilities of the Senior Independent Testing Specialist role include, but are not limited to:

• Serving in either a testing execution and/or lead capacity, participating in complex testing engagements in a matrixed environment, and communicating emerging risks to management.
• Leading and supporting efforts to effectively challenge risks in the end-to-end reporting processes and evaluate controls designed to mitigate those risks.
• Partnering with business partners to understand the environment and related initiatives to develop appropriate and complementary testing procedures.
• Executing substantive outcome-based testing of regulatory and risk reports with limited supervision.
• Documenting test results and timely escalation of exceptions identified
• Proactively communicating issues to stakeholders including ownership, while providing recommendations to management
• Developing clear and concise reporting to be shared with IT&V management and Front-Line Units
• Provide thoughtful credible challenge internally and to LOBs, cross-enterprise and across other corporate risk programs.
• Documenting test results and issues identified while also providing and communicating recommendations to management.
• Ensure effective and appropriate testing, validation, and documentation of review activities for risk programs, risks, and controls.

Wells Fargo Recruitment and Hiring Requirements:

b. Wells Fargo requires you to directly represent your own experiences during the recruiting and hiring process.