Goldman Sachs Compliance Financial Crime Risk Exam Management Analyst Frankfurt 

Germany, Hesse, Frankfurt 

424709671

Our division prevents, detects and mitigates compliance, regulatory and reputational risk across the firm and helps to strengthen the firm’s culture of compliance. Compliance accomplishes these through the firm’s enterprise-wide compliance risk management program. As an independent control function and part of the firm’s second line of defense, Compliance assesses the firm’s compliance, regulatory and reputational risk; monitors for compliance with new or amended laws, rules and regulations; designs and implements controls, policies, procedures and training; conducts independent testing; investigates, surveils and monitors for compliance risks and breaches; and leads the firm’s responses to regulatory examinations, audits and inquiries. You'll be part of a team with members from a wide range of academic and professional backgrounds, such as law, accounting, sales, and trading. We look for those who possess sound judgment, curiosity, and are able to adapt to a changing regulatory landscape.

YOUR IMPACT

FCC’s Risk and Exam Management (REM) oversees broad-based FCC initiatives and serves in an advisory capacity to other groups within FCC. Among other responsibilities, REM is tasked with performing global financial crime risk assessments; managing and coordinating AML and other FCC regulatory audits and inquiries; monitoring relevant regulatory updates; performing policy and procedure development and management; and oversight of the FCC new activity processes, among other responsibilities. REM works closely with FCC managers and divisional stakeholders across EMEA and globally to execute this strategy as well as supports other FCC program management and administration.

Responsibilities in this role may include:

Regulatory Oversight:

• Coordinate regulatory responses and materials across the EMEA FCC program, this includes working with other divisions and stakeholders to meet the regulatory deadlines
• Analyse and prepare metrics related to exams and inquires for senior managers

Data gathering:

• Coordinate with various stakeholders, including but not limited to Global Compliance, Operations, Technology, the Business, to gather and analyse information
• Format data gathered using various tools including, MS Office (excel, word, power point, Alteryx etc.), SharePoint, internal and external applications
• Collate and categorize data using a variety of tools to perform risk analysis
• Administrative support to store information on database repositories.

Risk analysis and control evaluation:

• Analyze qualitative and quantitative information gathered to develop risk profiles and trends
• Coordinate with other FCC EMEA teams to evaluate FCC’s control environment
• Helping prepare presentations and other materials

Preferred Qualifications

• Bachelor’s required
• Two to five years of prior compliance experience or working knowledge of AML, counter-terrorism, anti-bribery and/or anti-fraud experience in the banking industry
• Prior experience or exposure to risk management
• Advanced MS Excel and PowerPoint skills (pivot tables, experience with large data sets, proficient in data manipulation and presentation)
• Strong communicator, comfortable in presenting and explaining analysis
• Knowledge/experience with financial products and services
• Team player with great attitude and work ethic
• Ability to multi-task on several different assignments/projects
• Interest in working on a global team dealing with global businesses