Job responsibilities
We are looking for an experienced operations professional at an Associate level to work in the reporting team within AM Operations, India. Responsibilities include:
- Responsibility for the preparation of daily, monthly, and quarterly summary reports for key Americas/EMEA/Asia regulators, exchanges and other stakeholders (internal/external).
- Supervise the daily work in the team, ensuring the functions has proper coverage, escalating any concerns to management.
- Championing an effective escalation process and practice within the team, including thorough analysis of issues, preparation of incident report, and recommendation of corrective and preventive actions.
- Reviewing and enhancing process, procedure, checklists and reports to ensure they are current and accurate.
- Develop solid working relationship with many other areas of the firm including front office, technology, legal, compliance and ops team.
- Providing team level project mgmt. leadership/support to all initiatives.
- Work to help centralize relevant regulatory reporting activities across operations, demonstrating willingness to learn and perform task
- Manage training and handover of production responsibilities including BCP arrangements and oversight control
- Participate in other initiatives from AM Ops perspective to achieve overall AM Ops strategic goals.
Required qualification, skills and capabilities:
Experience with regulatory reporting, particularly from an operations perspective will be greatly valued.
skills and personal attributes include:
- Strong understanding of financial products (FI, currency, SWAPs, and/or Equities products)
- Good understanding of regulatory framework and practice, regulators, SROs and financial products
- A detailed orientation with an ability to connect with the regulatory risk concerns of the AM Ops
- Ability to work quickly and accurately in fast passed environment
- Excellent verbal and written communication skills, with the ability to provide concise team communication and management updates
- Excellent computer skills – Advanced Excel, Access, power-point, word etc.
- Experience in Alteryx, Python an added advantage