EY FSO - Risk Consulting NFR Regulatory Compliance Manager HK 

China, Hong Kong, Hong Kong Island 

329436680

EY’s wide breadth of services of FSRM including, but not limited to:

• Undertaking risk management advice, remediation and transformation
• Conducting risk management framework design and operational effectiveness
• Regulatory and compliance consulting
• Enterprise risk and controls consulting
• Professional risk support for consulting, internal and external audit services
• Future operating models
• Responding to regulatory criticism and regulatory preparedness
• Providing guidance on current and emerging control practices
• Advising clients on risk culture, conduct and accountability regimes and practices
• Conducting important proactive assessments and assurance around the effectiveness of controls and company processes, while also providing objective consulting support

Lead EY projects with respect to:

• Provide strategic sourcing services related to regulatory compliance, AML, corporate governance, enterprise risk management, internal controls and internal audit, to our clients in financial services (FS) industry
• Assist organizations to maintain effective and efficient controls, in order to manage organizational and strategic risks
• Provide advisory services to functional management and Audit Committee on business risk profile and status or trend of related business internal controls
• Conduct internal audits and special reviews on complex or high risk sites, in multiple disciplines across the business

Qualifications, Education and Certification

To qualify, candidates must have:

• University graduate with a minimum of 5 years of relevant working experience:

• with banking, insurance, securities, investment banking, or other financial institutions;

• or with regulatory bodies, such as the Securities & Futures Commission of Hong Kong (SFC) and Hong Kong Monetary Authority (HKMA), or as a regulator in financial institutions
• with other Accounting / Consulting firms

• Familiar with regulatory requirements for Financial Services industry
• Familiar with the businesses and the operational workflow
• Familiar with consulting methodologies and requirements
• Relevant professional qualifications, including Certified Public Accountant (CPA), Certified Internal Auditor (CIA) etc, are preferred
• Working experience in internal audit, compliance or risk department is highly preferred
• Logical thinker, analytical with good planning and organizational skills
• Strong presentation skills and proficiency in the use of PowerPoint, Word and Excel
• Excellent command of spoken and written English