Citi Group Regulatory Risk Officer - C13 MUMBAI 

Malaysia, Penang, George Town 

321226726

Our roles entail ensuring we operate in a robust control environment, whilst in a fast-paced workplace. We comply with global regulations and internal policies and adopt a proactive approach to identifying opportunities to reduce risk through the continuous evaluation of our controls; to protect our clients, the firm and our reputation.

We work closely with our external global peers, partners, and regulators, and play an integral part in leading an agenda at the forefront to optimise and streamline processes and drive strategy across our industry.

Job Purpose:

Specifics of the role include:

Plan and execute quality assurance reviews for identified regulatory reports and processes

Liaise with the SMEs to agree on required remediation, monitor completion of actions and adequacy of remediation to mitigate the identified risk

Produce management reporting on issue management assurance reviews

Co-ordinate responses for regulatory exams/audits as needed

Investigate issues/breaches occurring in the region and provide counsel on remediation plans

Organizational Oversight:

Maintain a culture and environment where processes, risks and controls are continually monitored, and potential risks escalated on a timely basis

Developing an effective control framework that fully meets Audit, Compliance and Regulatory requirements; contributing to the delivery of periodic presentations to external regulators as required

Transformation to Target State:

Review our suite of controls and suggest change to uplift the risk profile throughout the Organisation and its products

Ensure our infrastructure and tools meet the needs to manage risk. Develop and suggest operating model changes to pivot Operations towards digitization and a robust control environment

Story Telling:

Help drive comprehensive risk KPIs/Metrics by Legal entity for senior executive consumption – for each product and function, working in close partnership with the product Leaders

Analyse risk metrics for trends and lessons learnt

Partner with the Ops product leaders to understand and update process flows, challenges and potential solutions and present opportunities to senior Management

Articulate solutions vs current state for digitization, automation, low code solutions and straight through processing

People Agenda:

Contribute to a culture of continuous improvement and cultivating a robust service and control environment

Skills & Qualifications:

BS/BA degree or equivalent work experience

Relevant experience in regulatoryreporting/review/qualityassurance, related operations role with commensurate product knowledge and/or risk/audit experience

Expertise in SQL and Python preferred

Ability to read/write/speak Chinese-Mandarin preferred but not essential

Strong risk management and control mindset

Self-reliant, good problem solver, results oriented

Strong awareness of both external and internal best practice perspectives, maintaining a balanced and fresh viewpoint.

Demonstrated ability to succeed in a complex organization where the ability to discover and internalize diverse stakeholder goals is critical to brokering solutions that are in the best interest of Citi as a whole

Time Type:

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