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JPMorgan Compliance Risk Management Lead - Vice President 
India, Maharashtra, Mumbai 
282699557

18.09.2025

Job summary:

As the Compliance Risk Management Lead in the Compliance team, you will be responsible for regulatory Compliance Coverage for JP Morgan India Pvt. Ltd.

Job responsibilities:

  • Responsible for implementation of compliance framework for JPMIPL.
  • Act as the Compliance Officer and Principal officer for JPMIPL.
  • Responsible for regulatory guidance and advisory to the business/operations teams and other stakeholders regarding regulatory changes as well as existing regulations.
  • Evaluate compliance with relevant regulations, including AML, KYC (impacting the regulatory licenses held by JPMIPL), monitor and identify issues or gaps.
  • Provide updates to the board on regulatory developments
  • Engage with SEBI, Exchanges and relevant regulatory authorities for exam/ inspection and other RFIs as well as for regulatory clarifications.
  • Participate in various advocacy initiatives with SEBI and exchanges.
  • Handle the escalation of alerts from Trade surveillance team as well as alerts from exchanges.
  • Review policies pertaining to JPMIPL based on regulatory changes / requirements.
  • Work with various regional teams and provide them with necessary updates regarding local regulations.
  • Represent compliance on various legal entity governance forums

Required qualifications, capabilities, and skills:

  • Bachelor’s Degree in Finance, Economics, Statistical Mathematics, Data Science or equivalent/related disciplines
  • 10 plus years of experience in the Financial Services Industry with a demonstrated track-record experience and knowledge of Broking and Investment Banking compliance, including proficient understanding of India AML/CFT regulations and requirements

Preferred qualifications, capabilities, and skills:

  • Chartered Accountant, Master’s degree, LLB, Company Secretary or other closely related professional qualification will be beneficial.
  • Experience in handling regulatory investigations is an advantage

Competencies:

  • Ability to develop and maintain productive relationships with key internal clients across all levels.
  • A solution driven approach, with exemplary problem solving skills;
  • Good analytical ability.
  • Ability to own, deep-dive and/or investigate issues and can derive solutions independently, ultimately ensuring successful implementation or resolution
  • Experienced with Mantas, technology driven case management tool and/or technology will be preferred and require proficiency in MS Office (Outlook, Excel, Word, PowerPoint etc.), and the experience to handle large volumes of quantitative data
  • Ability to work effectively alone and as part of a team, at a local and regional level
  • Strong interpersonal or client management skills required to work effectively, influence and/or negotiate desired outcomes with multiple stakeholders and/or senior management
  • Good written and verbal communication skills.