About this role:
Wells Fargo is seeking a Senior Institutional Investment Operations Specialist. This role supports the oversight and control of Non-Financial Regulatory Reporting (NFRR) by importing, maintaining, analyzing, and reporting data for assigned areas of Non-Financial Regulatory Reporting (NFRR) using multiple databases and business intelligence tools. For assigned areas of NFRR, this analyst will prepare and distribute daily monitoring reports, research problems and requirements, track resolutions, maintain Confluence sites describing the program, and use JIRA to track and report program activities and results.
In this role, you will:
- Reviewing Securities lending transactions reported to FINRA and resubmit upon FINRA rejections.
- Monitoring performance of non-financial regulatory reporting through data analysis and reconcilements.
- Working with Middle Office teams to understand and correct errors and late reporting.
- Identifying opportunities to improve productivity in the data management and reporting processes.
- Collaborating with partners in Technology and Middle Office in identifying, assessing, escalating and resolving problems.
- Testing of technology changes affecting systems instrumental in assigned areas of NFRR.
- Reviewing and understanding of relevant regulatory technical standards, rules, and regulations.
- Creating and maintaining review and testing templates for multiple kinds of NFRR based on policy and regulatory requirements.
- Conducting analysis as part of an intake process for new NFRR that come into scope for the team.
- Presenting and maintaining program information and reporting in Confluence and Jira.
- Outreach and collaboration with other NFRR Analysts and support partners in Compliance and Technology to maintain program information.
- Assignment, scheduling, tracking, and reporting of the program control activities and projects.
- Working with others to build and test new reporting and controls
Required Qualifications:
- 4+ years of Institutional Investment Operations experience, or equivalent demonstrated through one or a combination of the following: work experience, training, military experience, education
Desired Qualifications:
- 10+ years of Institutional Investment Operations experience
- University degree including coursework in financial markets
- Experience in capital markets operations or compliance surveillance or control with derivatives, foreign exchange and securities.
- Experience in data management, import/export, analysis and manipulation using Excel, Tableau, PowerBI, or similar tools for analysis and graphs
- Experience in Securities Lending Operations
- Motivated learner and researcher with solid writing and presentation skills
- Education or experience with US securities and commodities regulations and compliance.
- Training or experience in business intelligence tools, workflow tools, data schema, and or data vocabularies.
- Administrator, or advanced user, experience with Atlassian Confluence and Jira
3 Apr 2025
Wells Fargo Recruitment and Hiring Requirements:
b. Wells Fargo requires you to directly represent your own experiences during the recruiting and hiring process.