Job responsibilities
- Monitor and assess operational risk and control environment. Assess risk to determine whether to heighten.
- Design control-related activities in partnership with the Business Executive, including measuring effectiveness, providing implementation support, validating controls, and evaluating based on defined triggers.
- Provide control-related subject matter expertise for relevant projects driven outside the organization.
- Administer issue/action plan end-to-end. Identify root causes and key themes/trends to address issues broadly. Develop action plans and validate their execution.
- Identify meaningful metrics to inform on the health of the operational risk and control environment.
- Escalate breaches/issues based on key reporting indicators.
- Facilitate control committees and forums.
Required qualifications, capabilities, and skills
- Bachelor’s degree or equivalent experience required
- Exceptional critical thinking, project management, analytical and communication skills (i.e. communicate effectively at all levels of the organization)
- Ability to directly address conflicts and escalate issues where appropriate
- Proficient knowledge of control and risk management concepts with the ability to design, create, and evaluate controls with business partners
- Fluent in both written and verbal English and Chinese required.
Preferred qualifications, capabilities, and skills
- Professional license: SITCA License is a plus
- An understanding of Asset Management businesses, products and client services is preferable
- 5+ years of relevant experience in control management, Legal and Compliance, or operational risk management preferred