Responsibilities
- Individual contributor role focusing on monitoring conduct risk related controls for CIB business.
- Validate & track action plans, escalate issues as required and document the control artifacts and findings.
- Perform periodic reviews for medium to complex engagements, challenge status-quo and identify opportunities to add efficiencies or refining the existing processes.
- Should have project management, data management, advanced reporting and tracking/analytical skills.
- Design, maintain and execute the ICP program, identify control deficiencies, document and escalate potential issues to appropriate stakeholders.
- Mentor and guide junior associates, oversee the timely completion of all activities and documentation.
- Engage and work with multiple stakeholders - Front Line Risk Type Groups (Level 2) and CIB Business stakeholders.
- Instill and drive proactive risk culture, operational excellence and efficiencies.
Essential Qualifications
- Overall experience of 8+ years with 6 years of relevant experience in Investment Banking industry and/or Risk & Control domains covering Compliance Reporting, Risk Management etc.
- Strong analytical skills with high attention to detail and accuracy.
- Excellent interpersonal communication skills.
- Demonstrate positive attitude and readiness to work in a challenging and dynamic environment.
- Flexibility to multi task and work across Business Risk groups.
- Ability to credibly challenge and effectively communicate with various levels of management, including senior leaders and executives.
Desired Qualifications
- Bachelor's degree or higher. Relevant certifications will be an advantage.
- Working knowledge of the Risk Management Framework (RMF) concepts and policies across risk types (regulatory, financial crimes, credit, operational, etc.) and quantify risk (financial impact to organization, risk exposure levels).
- Ability to identify risk and controls, to create remediation plans, remediation success criteria and control documentation.
- Experience in advanced excel / reporting (Tableau or BI/automation tools) will be an advantage.
- General knowledge of industry standards and best practices around Risk & control evaluations, Compliance and risk management processes.
27 Feb 2025
Wells Fargo Recruitment and Hiring Requirements:
b. Wells Fargo requires you to directly represent your own experiences during the recruiting and hiring process.