JPMorgan Investment Compliance 

India, Maharashtra, Mumbai 

101215605

Market-leading post-trade compliance reporting services for portfolio risk management. J.P. Morgan's market-leading Compliance Reporting Services enables asset managers, fund sponsors and trustees to efficiently detect and manage violations of client-specified investment rules, facilitating risk reduction and demonstrating industry best practices. With more than 200 clients and 6,000 portfolios-including more than 2,000 mutual funds-the firm services a large number of sophisticated investors globally, representing approximately $2 trillion in assets. Our diverse client list includes corporate and public pensions, investment managers, endowments and foundations, corporate cash, insurers and central banks.

Key Accountabilities/Major Responsibilities:

This role will incorporate the following:

Client Focused

Provided with a set of clients, the Compliance Reporting Analyst would be responsible for:

• Ensure the setup of rules are in line with Client Investment Agreement.
• Able to interpret regulatory changes if any and accordingly provide functional input to make necessary changes to any existing rules.
• Act as a change agent and provide technical expertise to key projects/initiatives in the compliance reporting function.
• Able to provide an e2e view of the rule coded, whether it is working properly and resultant breaches if any.
• Providing innovative solutions to client requirements (including coding the Compliance Reporting application) in sync with optimization of the rule library in place.
• Is able to appreciate specific client nuances successfully and provide an appropriate & optimal solution to meet objectives.
• Maintaining existing fund "rules" within the system and tailoring available solutions to the changing needs of the client in a timely manner.
• Scope client requirements against that of the system and perform maintenance to the client's account.
• Investigate investment guideline breaches with the investment manager to assist the client in the breach resolution process.
• Keep upto date with industry practice, product development and evolving regulations.

Technically Focused

• Concentrate on problem-solving technical and involved requests for clients across the globe, as part of discrete implementations of new business.
• Interpreting investment mandates to identify "rules"
• Coding identified and agreed "rules" within the Compliance Reporting application
• Logical, problem-solving, technical person would be ideally suited.

Key responsibilities:

• Create, maintain and test logical rules automatically applied to the financial instruments owned by J.P.Morgan's clients.

Knowledge and Experience Required:

• Degree in related technical area (such as Finance, Mathematics, Economics, Computer Sciences or Business) advantageous but not essential.
• Qualification involving financial instruments beneficial.
• The successful candidate would have the following key attributes, demonstrated by suitable experience:
  • Coding or report writing experience, ideally with logic-based database systems
  • Excellent financial market and instrument knowledge
  • Compliance reporting product knowledge
• All candidates must have:
  • Excellent written and verbal communication
  • Strong analytical, organizational and problem solving skills

PC literacy, especially in Microsoft® Excel