Expoint – all jobs in one place
מציאת משרת הייטק בחברות הטובות ביותר מעולם לא הייתה קלה יותר

דרושים Compliance Auditor ב-United States

ממשו את הפוטנציאל שלכם בתעשיית ההייטק עם אקספוינט! חפשו הזדמנויות עבודה בתור Compliance Auditor בUnited States והצטרפו לעוד אלפים שכבר מצאו עבודה בחברות המובילות. התחילו את המסע שלכם עוד היום ומצאו את הקריירה האידיאלית עבורכם בתור Compliance Auditor עם אקספוינט.
חברה
אופי המשרה
קטגוריות תפקיד
שם תפקיד (1)
United States
אזור
עיר
נמצאו 1,333 משרות
19.11.2025
BOA

Bank Of America Senior Auditor United States, North Carolina, Charlotte

Limitless High-tech career opportunities - Expoint
Executes audit strategy for the sound application of risk-based auditing by defining audit scope and audit program, and leverages automation and innovative methods in a timely and high quality manner....
תיאור:


This job is responsible for performing test work during moderately complex audit activities for Lines of Business (LOBs). Key responsibilities include designing and executing audit tests to evaluate the control environment, and assessing issues for business impact and recommending severity ratings under the supervision of senior team members.

Responsibilities:

  • Executes audit strategy for the sound application of risk-based auditing by defining audit scope and audit program, and leverages automation and innovative methods in a timely and high quality manner
  • Identifies control deficiencies, discusses with line management, and initiates control matter recommendations
  • Establishes business partner relationships, primarily with line management, to develop business knowledge
  • Assesses impacts to business processes, controls, and strategies to provide recommendations on severity ratings
  • Exercises sound judgment to effectively influence management to improve the control environment while developing knowledge of product, business, and technical expertise
  • Develops skills to use innovative tools to complete audit activities more efficiently (e.g., testing)

Required Qualifications:

  • Highly preferred to have 2+ years of Audit experience
  • Strong Communication Skills
  • Bachelors Degree

Desired Qualifications:

  • Ideal candidate would have experience with financial services audit/compliance
  • Prior experience in consumer banking is definitely a plus.

Skills:

  • Analytical Thinking
  • Attention to Detail
  • Internal Audit Review
  • Risk Management
  • Technical Documentation
  • Automation
  • Business Acumen
  • Issue Management
  • Project Management
  • Critical Thinking
  • Relationship Building
  • Written Communications
1st shift (United States of America)

Show more
19.11.2025
BOA

Bank Of America Compliance & Operational Risk Manager - Americas Control Roo... United States, New York, New York

Limitless High-tech career opportunities - Expoint
Manage the Americas control room function, including oversight of restricted lists, watch lists, global research reports, wall-crossings, MNPI (Material Non-Public Information), trade surveillance, and trade preclearance. Supervise and manage (10-12)...
תיאור:


This job is responsible for executing second line of defense compliance and operational risk oversight for a Front Line Unit, Control Function, and/or Third Parties. Key responsibilities include ensuring requirements of the Global Compliance Enterprise Policy, the Operational Risk Management Enterprise Policy (collectively “the Policies”), the Compliance and Operational Risk Management Program and Standard Operating Procedures are implemented and identifying, challenging, escalating, and mitigating risks in a timely manner.

Responsibilities:

  • Manage the Americas control room function, including oversight of restricted lists, watch lists, global research reports, wall-crossings, MNPI (Material Non-Public Information), trade surveillance, and trade preclearance.
  • Supervise and manage (10-12) Americas control room members, providing training, performance management, and leadership support.
  • Serve as primary point of contact for control room matters within the Americas region, liaising with regulators, business leaders, and other stakeholders as needed.
  • Implement and maintain global policies and procedures to ensure consistent application of information barrier controls.
  • Oversee daily operational controls, including deal team monitoring, conflicts management, and restricted list maintenance.
  • Partner with legal, compliance, and business teams to assess risks related to transactions, research publications, and market activities.
  • Identify process enhancements and lead regional initiatives to improve control room efficiency and effectiveness.
  • Support global control room leadership on cross-regional projects and regulatory inquiries.
  • Assesses risks and effectiveness of Front Line Unit (FLU) processes and controls to ensure compliance with applicable laws, rules, and regulations, while responding to regulatory inquiries, other audits, and examinations
  • Engages in activities to provide independent compliance and operational risk oversight of FLU or Control Function (CF) performance and any related third party/vendor relationships in alignment with the Global Compliance - Enterprise Policy, the Operational Risk Management - Enterprise Policy (collectively the Policies) and the Compliance and Operational Risk Management Program and Standard Operating Procedures
  • Identifies and escalates problems or issues that arise and drives actions to address the root causes that lead to compliance risk issues and/or operational risk losses
  • Manages inventory of processes, risks, controls, and associated metrics for risk appetite and limits, reporting violations of compliance or regulatory activities
  • Assists in the development of independent risk management reporting for respective area(s) of coverage as input into country/regional governance and management routines
  • Analyzes and interprets applicable laws, rules, and regulations to provide clear and practical advice to stakeholders, and identify and manage risks
  • Reviews and challenges FLU/CF process, risk, Single Process Inventory, and FLU/CF Risk and Control Self-Assessment related to themes or trends, while monitoring the regulatory environment to identify regulatory changes applicable to area(s) of coverage

Managerial Responsibilities:
This position may also have responsibilities for managing associates. At Bank of America, all managers at this level demonstrate the following responsibilities, in addition to those specific to the role, listed above.

  • Opportunity & Inclusion Champion: Models an inclusive environment for employees and clients, aligned to company Great Place to Work goals.
  • Manager of Process & Data: Demonstrates deep process knowledge, operational excellence and innovation through a focus on simplicity, data based decision making and continuous improvement.
  • Enterprise Advocate & Communicator: Communicates enterprise decisions, purpose, and results, and connects to team strategy, priorities and contributions.
  • Risk Manager: Ensures proper risk discipline, controls and culture are in place to identify, escalate and debate issues.
  • People Manager & Coach: Provides inspection, coaching and feedback to motivate, differentiate and improve performance.
  • Financial Steward: Actively manages expenses and budgets in alignment with objectives, making sound financial decisions.
  • Enterprise Talent Leader: Assesses talent and builds bench strength for roles across the organization.
  • Driver of Business Outcomes: Delivers results by effectively prioritizing, inspecting and appropriately delegating team work.

Required Qualifications:

  • Bachelor’s degree in Finance, Law, Business, or related field (advanced degree or certification a plus).
  • 10+ years’ experience preferably in a similar role, covering fundamental equity, credit, capital markets or similar products.
  • Practical knowledge and experience of deal structures such as IPOs, secondary offerings, PIPEs, debt offerings, mergers and acquisitions, private placements, and rights issues.
  • Experience in maintaining control room restrictions, providing research guidance and providing leadership in a high risk environment.
  • Strong understanding of securities regulations (e.g., SEC, FINRA, FCA, IIROC, CVM, etc.) and global compliance frameworks.
  • Demonstrated leadership skills with prior experience managing teams.
  • Excellent communication, analytical, and problem-solving skills.
  • Ability to manage competing priorities and operate in a fast-paced, global environment.
  • High ethical standards and sound judgment in handling time sensitive information.

Preferred Skills:

  • Control Room workflow experience or related knowledge; transferable skills.
  • Knowledge of investment banking, capital markets, and research functions.
  • Familiarity with surveillance and compliance monitoring systems.

Skills:

  • Advisory
  • Monitoring, Surveillance, and Testing
  • Regulatory Compliance
  • Reporting
  • Risk Management
  • Critical Thinking
  • Influence
  • Interpret Relevant Laws, Rules, and Regulations
  • Issue Management
  • Policies, Procedures, and Guidelines Management
  • Business Process Analysis
  • Decision Making
  • Negotiation
  • Process Management
  • Written Communications
1st shift (United States of America)

Show more

משרות נוספות שיכולות לעניין אותך

19.11.2025
EY

EY Data Governance Risk Compliance Officer United States, New York, New York

19.11.2025
EY

EY Financial Services - Global Compliance Reporting United States, New York, New York

Limitless High-tech career opportunities - Expoint
Assisting clients on sustainability and net zero strategies including reduction in financed emissions, sector-specific decarbonization strategies and sustainable/transition financing framework development. Providing advisory services to clients on commercial opportunities, i.e.,...
תיאור:

You will experience ongoing professional development through diverse experiences, world-class learning and individually tailored coaching. That’s how we develop outstanding leaders who team to deliver on our promises to all of our stakeholders, and in so doing, play a critical role in building a better working world for our people, for our clients and for our communities.

Your key responsibilities

You will be contributing to the growth and development of the CCaSS practice by taking operational responsibility and accountability for engagement team support by:

  • Assisting clients on sustainability and net zero strategies including reduction in financed emissions, sector-specific decarbonization strategies and sustainable/transition financing framework development
  • Providing advisory services to clients on commercial opportunities, i.e., Just transition, sustainable financing
  • Assisting clients on sustainable investment and insurance solutions in transitioning to low-carbon
  • Developing climate/ESG risk assessment for financial institutions
  • Working on a diverse climate risk management project, encompassing development of climate/sustainability risk framework, physical and transition risk scenario analysis, processes and methodologies for clients
  • Analyzing strategic, operational, risk and financial implications of sustainability trends and translate these into commercial opportunities/impact
  • Managing complex technical issues in technical discipline area
  • Demonstrating knowledge of relevant legislation, regulations, and codes of practice in area of technical discipline including familiar with BNM’s Climate Change and Principle-based Taxonomy, Climate Risk Management and Scenario Analysis, Climate Risk Stress Testing, Value-Based Intermediation and Securities Commission’s Guidelines
  • Managing, coordinating and delivering multiple project tasks including proposal and assisting in business development and pitching assignments to engage potential clients

Skills and attributes for success

  • Strong analytical and problem-solving skills
  • Strong drive to excel professionally, and to guide and motivate others
  • Advanced written and verbal communication skills
  • Dedicated, innovative, resourceful, analytical and able to work under pressure
  • Foster an efficient, innovative and team-oriented work environment
  • Proficiency in SAS, R, Python or SQL would be an advantages

To qualify for the role, you must have

  • Bachelor’s degree in engineering, Sustainability, Environmental Science, Economics, Business, Accounting and previous working experience in Banking or Insurance industry is an added advantage
  • A minimum 5 years of professional experience in climate change advisory services or environmental consultancy
  • Solid understanding of carbon accounting standard and frameworks (such as GHG Protocol, PCAF, etc.).
  • Familiarity with one or more of the following areas: GHG accounting (including Scope 3 emissions evaluations and training), financed emissions, decarbonization strategies, SBTi methodologies, CDP, TCFD, climate risk assessment, scenario analysis, internal carbon pricing, carbon markets, and renewable energy markets.
  • Proficiency in Microsoft Excel and Powerpoint, with the ability to manage large datasets and develop complex tools. Skills in data manipulation and visualization are a plus.
  • Strong analytical skills with a focus on data analysis.

What we look for

Highly motivated individuals with excellent problem-solving skills and the ability to prioritize shifting workloads in a rapidly changing industry. An effective communicator, you’ll be a confident leader equipped with strong people management skills and a genuine passion to make things happen in a dynamic organization. If you’re ready to take on a wide range of responsibilities, and are committed to seeking out new ways to make a difference, this role is for you.

What we offer

EY offers a competitive remuneration package commensurate with your work experience, where you’ll be rewarded for your individual and team performance. We are committed to being an inclusive employer and are happy to consider flexible working arrangements (FWA), where this may be needed, guided by our FWA Policy. Plus, we offer:

  • Continuous learning:You’ll develop the mindset and skills to navigate whatever comes next.
  • Success as defined by you:We’ll provide the tools and flexibility, so you can make a meaningful impact, your way.
  • Transformative leadership:
  • Diverse and inclusive culture:You’ll be embraced for who you are and empowered to use your voice to help others find theirs.


If you can demonstrate that you meet the criteria above, please contact us as soon as possible.

EY exists to build a better working world, helping to create long-term value for clients, people and society and build trust in the capital markets.

Show more

משרות נוספות שיכולות לעניין אותך

19.11.2025
EY

EY Federal Tax Senior Manager - Global Compliance United States, California, San Francisco

Limitless High-tech career opportunities - Expoint
Providing our clients with domestic federal tax advice and guidance tailored to their unique needs. Keeping up to date with ongoing trends and changes to legislation that will affect planning...
תיאור:

Business is constantly evolving, and more than ever, staying at the forefront is all about identifying and adapting to change. As a Tax Senior Manager, you'll see this first hand by being immersed in the evolving tax environment through preparing and auditing income tax provisions, assisting with income tax filings, consulting on planning opportunities, and coaching and developing staff on your engagement teams.

Your key responsibilities

You'll spend your time supporting client engagements by serving as a key point of contact, reviewing client deliverables, driving delivery of services to meet deadlines, managing engagement economics, and developing internal team members. You'll continuously build on technical competence by keeping up to date on trends, developments and technical authorities and apply them to complex situations. Identifying and resolving tax technical issues and sharing insights to improve our efficiency will be a key component. You'll also be responsible for identifying additional services to provide to our clients.

Skills and attributes for success

  • Providing our clients with domestic federal tax advice and guidance tailored to their unique needs
  • Keeping up to date with ongoing trends and changes to legislation that will affect planning activities
  • Supervising high-performing teams and sharing your experience and knowledge of leading-practices
  • Developing the technical and soft skills of younger colleagues, and participating in the performance management process
  • Building relationships at all levels both internally and externally, promoting a culture of collaboration
  • Preparing practical recommendations to some of our clients' most complex tax issues

To qualify for the role you must have

  • A Bachelor's degree in Accounting or a graduate degree in Tax or Law and approximately eight years of related work experience
  • CPA certification or licensed attorney status
  • A background in tax compliance and accounting for income tax and a broad understanding of US income taxation
  • Experience managing budgets and projects
  • Knowledge of Microsoft Excel, Access and data mining tools
  • The ability to prioritize when working on multiple projects, and the confidence to engage and integrate directly into our clients' teams
  • Willingness to travel as needed, and working in a balanced hybrid environment

Ideally, you'll also have

  • A proven record in a professional services environment
  • Experience in coaching and mentoring junior colleagues
  • Strong analytical skills and attention to detail
  • The ability to adapt your work style to work with both internal and client team members
  • Executive presence and business development skills

What we offer you
At EY, we’ll develop you with future-focused skills and equip you with world-class experiences. We’ll empower you in a flexible environment, and fuel you and your extraordinary talents in a diverse and inclusive culture of globally connected teams. Learn .

  • We offer a comprehensive compensation and benefits package where you’ll be rewarded based on your performance and recognized for the value you bring to the business. The base salary range for this job in all geographic locations in the US is $113,500 to $259,500. The base salary range for New York City Metro Area, Washington State and California (excluding Sacramento) is $136,100 to $295,000. Individual salaries within those ranges are determined through a wide variety of factors including but not limited to education, experience, knowledge, skills and geography. In addition, our Total Rewards package includes medical and dental coverage, pension and 401(k) plans, and a wide range of paid time off options.
  • Join us in our team-led and leader-enabled hybrid model. Our expectation is for most people in external, client serving roles to work together in person 40-60% of the time over the course of an engagement, project or year.
  • Under our flexible vacation policy, you’ll decide how much vacation time you need based on your own personal circumstances. You’ll also be granted time off for designated EY Paid Holidays, Winter/Summer breaks, Personal/Family Care, and other leaves of absence when needed to support your physical, financial, and emotional well-being.


Show more

משרות נוספות שיכולות לעניין אותך

19.11.2025
EY

EY Tax Acc - Global Compliance Reporting United States, New Jersey

Limitless High-tech career opportunities - Expoint
Continuous learning: You’ll develop the mindset and skills to navigate whatever comes next. Success as defined by you: We’ll provide the tools and flexibility, so you can make a meaningful...
תיאור:

Tax Accountant, Tax, Global Compliance & Reporting (Real Estate) (Manager) (Multiple Positions) (1645069), Ernst & Young U.S. LLP, Hoboken, NJ.

Full time employment, Monday – Friday, 40-45 hours per week, 8:30 am – 5:30 pm.

MINIMUM REQUIREMENTS:

Must have a Bachelor's degree in Accounting, Business, Finance, Law, Statistics, Tax or a related field, plus 5 years of post-bachelor’s progressive experience; OR Master’s degree in Accounting, Business, Finance, Law, Statistics, Tax or a related field, plus 4 years of related experience.

Must have 3 years of real estate pass-through experience in a professional services firm, or mid-size/regional to large sized/national public accounting firm.

Must have 4 years of experience in at least one or a combination of the following:
- Section 704 (b) and (c) capital account maintenance;
- US withholding on FDAP;
- ECI or FIRPTA income;
- REIT income; and,
- Asset testing.

Must have 4 years of experience with RIA Checkpoint tax research and Microsoft Office suite.

Must have 1 year of experience with Go System, or One Source.

Must have 1 year of experience reviewing tax returns prepared by junior tax professionals.

Must have 1 year of experience managing tax compliance engagements, including engagement-related budgeting and billing, serving as a primary point of contact for clients, and escalating issues to tax partners or executives as needed.

Domestic travel required 20% to meet client needs.

Employer will accept any suitable combination of education, training, or experience.

What we offer

We offer a comprehensive compensation and benefits package where you’ll be rewarded based on yourperformance and recognized for the value you bring to the business. The base salary for this job is $146,058.00 per year. In addition, our Total Rewards package includes medical and dental coverage, pension and 401(k) plans, and a wide range of paid time off options. Join us in our team-led and leader-enabled hybrid model. Our expectation is for most people in external, client serving roles to work together in person 40-60% of the time over the course of an engagement, project or year. Under our flexible vacation policy, you’ll decide how much vacation time you need based on your own personal circumstances. You’ll also be granted time off for designated EY Paid Holidays, Winter/Summer breaks, Personal/Family Care, and other leaves of absence when needed to support your physical, financial, and emotional well-being.


• Continuous learning: You’ll develop the mindset and skills to navigate whatever comes next.
• Success as defined by you: We’ll provide the tools and flexibility, so you can make a meaningful impact, your way.
• Transformative leadership: We’ll give you the insights, coaching and confidence to be the leader the world needs.
• Diverse and inclusive culture: You’ll be embraced for who you are and empowered to use your voice to help others find theirs.
EY exists to build a better working world, helping to create long-term value for clients, people and society and build trust in the capital markets.


This particular position at Ernst & Young in the United States requires the qualified candidate to be a "United States worker" as defined by the U.S. Department of Labor regulations at 20 CFR 656.3. You can review this definition at at the bottom of page 750. Please feel free to apply to other positions that do not require you to be a "U.S. worker".

Show more

משרות נוספות שיכולות לעניין אותך

19.11.2025
BOA

Bank Of America Senior Auditor United States, North Carolina, Charlotte

Limitless High-tech career opportunities - Expoint
Executes audit strategy for the sound application of risk-based auditing by defining audit scope and audit program, and leverages automation and innovative methods in a timely and high quality manner....
תיאור:

Job Description:

This job is responsible for performing test work during moderately complex audit activities for Lines of Business (LOBs). Key responsibilities include designing and executing audit tests to evaluate the control environment and assessing issues for business impact and recommending severity ratings under the supervision of senior team members. The focus of testing will be monitoring and identifying emerging risks to assess compliance with Bank Secrecy Act (BSA) / Anti-Money Laundering regulatory requirements.

Responsibilities:

  • Executes audit strategy for the sound application of risk-based auditing by defining audit scope and audit program, and leverages automation and innovative methods in a timely and high quality manner

  • Identifies control deficiencies, discusses with line management, and initiates control matter recommendations

  • Establishes business partner relationships, primarily with line management, to develop business knowledge

  • Assesses impacts to business processes, controls, and strategies to provide recommendations on severity ratings

  • Exercises sound judgment to effectively influence management to improve the control environment while developing knowledge of product, business, and technical expertise

  • Develops skills to use innovative tools to complete audit activities more efficiently (e.g., testing)

  • Demonstrates the ability to work independently and within a team environment to deliver high-quality audit testing

  • Willingness to learn new subject matters in the Financial Crime regulatory compliance space and apply learnings to assist the company in risk identification and mitigation

  • Uses analytical skills to identify trends, themes, and emerging risks both internally and externally in order to inform the audit plan and improve quality of targeted testing

Skills:

  • Analytical Thinking

  • Attention to Detail

  • Internal Audit Review

  • Risk Management

  • Technical Documentation

  • Automation

  • Business Acumen

  • Issue Management

  • Project Management

  • Critical Thinking

  • Relationship Building

  • Written Communications

Required Qualifications:

  • 3+ years of general auditing experience with a finance or control function, internal audit function or public accounting firm, preferably within the Banking or Financial Services industry

  • Intermediate Analytical / Automation Skills (SQL, SAS, Advanced Excel and Access)

  • Ability to execute audit test plans within a risk-based audit methodology

  • Sound organizational, analytical, oral and written communication skills

  • Self-starter, desire to learn able to teach others, positive attitude, exhibits flexibility

  • Ability to work in a very detailed manner

  • Experience in data visualization and reporting

Desired Qualifications:

  • Bachelor’s degree or advanced degree

  • Certifications: CAMS, CIA

  • Experience in Financial Crime Regulatory Compliance (BSA/AML)

  • Experience in Audit

1st shift (United States of America)

Show more

משרות נוספות שיכולות לעניין אותך

Limitless High-tech career opportunities - Expoint
Executes audit strategy for the sound application of risk-based auditing by defining audit scope and audit program, and leverages automation and innovative methods in a timely and high quality manner....
תיאור:


This job is responsible for performing test work during moderately complex audit activities for Lines of Business (LOBs). Key responsibilities include designing and executing audit tests to evaluate the control environment, and assessing issues for business impact and recommending severity ratings under the supervision of senior team members.

Responsibilities:

  • Executes audit strategy for the sound application of risk-based auditing by defining audit scope and audit program, and leverages automation and innovative methods in a timely and high quality manner
  • Identifies control deficiencies, discusses with line management, and initiates control matter recommendations
  • Establishes business partner relationships, primarily with line management, to develop business knowledge
  • Assesses impacts to business processes, controls, and strategies to provide recommendations on severity ratings
  • Exercises sound judgment to effectively influence management to improve the control environment while developing knowledge of product, business, and technical expertise
  • Develops skills to use innovative tools to complete audit activities more efficiently (e.g., testing)

Required Qualifications:

  • Highly preferred to have 2+ years of Audit experience
  • Strong Communication Skills
  • Bachelors Degree

Desired Qualifications:

  • Ideal candidate would have experience with financial services audit/compliance
  • Prior experience in consumer banking is definitely a plus.

Skills:

  • Analytical Thinking
  • Attention to Detail
  • Internal Audit Review
  • Risk Management
  • Technical Documentation
  • Automation
  • Business Acumen
  • Issue Management
  • Project Management
  • Critical Thinking
  • Relationship Building
  • Written Communications
1st shift (United States of America)

Show more
תכננו את מהלך הקריירה הבא שלכם בתעשיית ההייטק עם אקספוינט! הפלטפורמה שלנו מציעה מגוון רחב של משרות Compliance Auditor באזור United States, ומעניקה לכם גישה לחברות הטובות ביותר בתחום. בין אם אתם מחפשים אתגר חדש או שינוי נוף, אקספוינט תקל על מציאת התאמת העבודה המושלמת עבורכם. עם מנוע החיפוש הקל לשימוש שלנו, תוכלו למצוא במהירות הזדמנויות עבודה ולחבור לחברות מובילות. הירשמו היום ועשו את הצעד הבא בקריירת ההיי-טק שלכם עם Expoint.