דרושים Equity Research - Analyst/ Associate ב-גיי פי מורגן ב-Taiwan, Taipei

As an Associate within the Credit Risk team, you will manage counterparty credit exposures and relationships, ensuring all activities are executed, approved, monitored, and reported in line with our guidelines. You'll engage with clients, stay informed about industry trends, and collaborate with various business units to manage credit exposure and support cross-selling efforts.

Job responsibilities

• Assist in the end-to-end execution of transactions, including due diligence, credit analysis, and financial modeling
• Recommend internal credit ratings based on thorough analysis
• Monitor the portfolio, prepare regular reviews, update credit lines, and resolve exceptions
• Support local legal entity risk management in compliance with regulations
• Develop and maintain strong relationships with business front lines
• Anticipate key risks and propose structural solutions to mitigate such risks
• Become an Subject Matter Expert (SME) on sectors covered
• Take strong ownership of the portfolio and lead trades/transactions and manage end-to-end credit processes
• Flex communication style to suit senior/junior/internal/external audiences
• Mentor junior Associates and Analysts in the team

Required qualifications, capabilities, and skills

• Bachelor’s Degree in Finance, Economics, Accounting, or a related discipline
• Minimum of 3 years of experience in risk, credit analysis, or financial modeling
• Strong quantitative ability in analyzing and interpreting financial statements
• Credit-trained with the ability to draw well-thought-out conclusions
• Proficient in written and verbal communication in Mandarin Chinese, required to collaborate effectively with teams and stakeholders from China
• Detail-oriented, deadline-driven, and self-motivated
• Understanding of financial statements, ratio analysis, cash flow analysis, and basic accounting standards
• Ability to work proactively and independently, as well as in a team environment

You will become familiar with the fund strategies and an expert in the portfolio implementation system. Your role requires following trade ideas through from the point a portfolio manager selects a stock to the conclusion of the trade and dealing with subsequent cash and operational requirements. Additionally, you could be expected to play an important role in the operational set-up and launch of any new products on the desk.

Job responsibilities:

• Manage multi-portfolios/accounts.
• Implement overseas funds advisory model/instruction to onshore portfolios.
• Develop and communicate within the Emerging Markets and Asia Pacific (EMAP) team.
• Prepare documentation related to portfolio investment decisions.
• Handle cash management, including FX hedging policies.
• Monitor portfolios for compliance with guidelines and restrictions.
• Conduct pre-trade compliance checks and input trades onto Spectrum PI.
• Produce ad hoc/daily/weekly/monthly reports for TW local PM.
• Provide input/suggestions for projects to improve desk operations efficiency, and manage ad-hoc projects to streamline and improve the accuracy and efficiency of the implementation process.
• Build relationships with departments to resolve problems/queries efficiently.
• Assist in setting up new accounts/funds with dummy cash injection, new securities/IPOs/Placings in Spectrum PI for trading.

Required qualifications, capabilities, and skills

• Holder of a relevant University bachelor’s degree and at least one of Senior broker/SITICA license.
• Minimum of 2 years of overseas fund portfolio management working experience.
• High level of numeracy, attention to detail, and risk awareness with a control-oriented mind-set.
• Assertive with strong communication skills and a flexible attitude in supporting people based in different time zones.
• Highly focused, maintaining a consistently high level of concentration and attention to detail, able to work accurately under pressure, within tight deadlines, and effectively prioritize workflow.
• Pro-active approach to work to prevent problems occurring, with a questioning nature that challenges anomalous figures or procedures.
• Native Mandarin fluency and written and verbal fluency in English.
• Willing to accept high responsibility and driven to achieve excellence.

Preferred qualifications, capabilities, and skills

• Knowledge of ETF products and related AP order process
• Knowledge of the Back-Office functions and the life cycle of an equity trade
• Preferably to advanced Excel level, VBA understanding

As an Analyst in the Taiwan Intermediary Business, you will actively engage with established clients and look for new and innovative ways to build our client book. Using our market-leading technology and CRM system, you will create detailed client contact that help our Sales and Investment teams identify new opportunities and bring cutting edge solutions to our clients.

Job responsibilities:

• Build and deepen strong business partnerships with assigned intermediaries (mainly in the retail platform like retail banks, international life companies, IFAs) and construct a long term business plan
• Communicate proactively with all levels of clients (including gatekeepers, investment consultants, relationship managers) from various intermediaries and explore sales and other promotional activities
• Maintain the highest standards in business ethics and comply with internal guidelines.
• Understand and analyze industry development and translate into business opportunity
• Prepare business report and handle business agreement related issues
• Work effectively with different internal parties and able to present on the team’s behalf
• Be a team player to achieve overall business objectives, i.e. sales targets and other KPIs

Required qualifications, capabilities, and skills:

• University graduate in Business, Finance and/or related discipline with a minimum of 1 year of experience in financial industry
• Good team player whilst able to work independently
• Strive for excellence; able to work under strong pressure
• Good analytical skills and can demonstrate a comprehensive understanding of financial markets and investment products (especially fund)
• Spoken and written fluency in Chinese and English
• Strong interpersonal and presentation skills
• Obtain local regulatory license, i.e. SITCA Sales, or Senior Security Sales

Preferred qualifications, capabilities, and skills:

• Experience in insurance product
• Professional qualifications such as CFA

As a Tech Risk & Controls Lead in Cloud Foundational Services, you will be responsible for identifying, and mitigating compliance and operational risks in line with the firm's standards within our Cloud environment. You will also provide subject matter expertise and technical guidance to technology-aligned process owners, ensuring that implemented controls are operating effectively and in compliance with regulatory, legal, and industry standards. By partnering with various stakeholders, including Product Owners, Business Control Managers, and Regulators, you will contribute to the reporting of a comprehensive view of technology risk posture and its impact on the business. Your advanced knowledge of risk management principles, practices, and theories will enable you to drive innovative solutions and effectively manage a diverse team in a dynamic and evolving risk landscape.

Job responsibilities

• Ensure effective identification, quantification, communication, and management of technology risk, focusing on root cause analysis and resolution recommendations in Cloud environments
• Develop and maintain robust relationships, becoming a trusted partner with business technologists, assessments teams, and data officers to facilitate cross-functional collaboration and progress toward shared goals
• Execute reporting and governance of controls, policies, issue management, and measurements, offering senior management insights into control effectiveness and inform governance work
• Proactively monitor and evaluate control effectiveness, identify gaps, and recommend enhancements to strengthen risk posture and regulatory compliance

Required qualifications, capabilities, and skills

• 5+ years of experience or equivalent expertise in technology risk management, information security, or related field, emphasizing risk identification, assessment, and mitigation
• Familiarity with risk management frameworks, industry standards, and financial industry regulatory requirements
• Proficient knowledge and expertise in data security, risk assessment & reporting, control evaluation, design, and governance, with a proven record of implementing effective risk mitigation strategies
• Knowledge of security controls, and vulnerability management in public cloud environments
• Knowledge of IT control policies related to the Public Cloud
• Strong interpersonal skills and a proven ability to work effectively with diverse teams to achieve common goals
• Demonstrated ability to influence executive-level strategic decision-making and translating technology insights into business strategies for senior executives

Preferred qualifications, capabilities, and skills

• CISM, CRISC, CISSP, Cloud or similar industry-recognized risk and risk certifications are preferred
• Ability to prioritize and work in a global environment, partnering with global cloud-security product management teams to enhance cloud-security products
• Experience in managing and securing cloud environments, including AWS, Azure, or Google Cloud Platform
• Proven track record of implementing cloud-native security controls and risk mitigation strategies
• Experience in cloud architecture and design, with a focus on security and compliance
• Familiarity with cloud compliance frameworks and standards such as ISO 27001, SOC 2, and GDPR
• Build and maintain strong relationships with business and technology leads

As a CORE & Privacy Control Manager Vice President within the Chief Data Office, you will be responsible for CDAO Governance Support and Compliance and Operational Risk Evaluation (CORE) Program Governance, including managing firmwide common processes and controls, ensuring key controls in Policies and Standards are appropriately implemented, developing control management framework documents, and supporting the Data Control Manager community of practice. In this role, in partnership with the Control Management team and CDAO business/control partners, you will be a significant and integral contributor to the effective management of the overall operational risk environment for CDAO. Control Management (CM) maintains a strong and consistent control environment across the firm, where you will be appointed for a Line of Business, Function and Region. You will follow a comprehensive coverage and joint accountability model with the business executive that promotes early operational risk identification and assessment, effective design and evaluation of controls and sustainable solutions to mitigate operational risk.

Job responsibilities

• Perform governance and oversight associated with Data related risks and controls within CORE, and common control coverage for CDAO including areas such as inappropriate data management, data use, and data privacy.
• Verify key controls outlined in Data-related Standards and Policies are accurately reflected for CDAO and, where appropriate, across Lines of Business (LOB) and Corporate Functions (CF), leveraging in-depth knowledge of the CORE platform.
• Foster a community of practice for Data-related Control Managers across LOBs and CFs, focusing on updates to standards, practices, common controls, and calibration.
• Partner with business and control teams to develop comprehensive control management framework documents.
• Design, enhance, produce, and maintain reporting processes for reoccurring deliverables on a regular basis.
• Identify, analyze, and challenge meaningful metrics to inform on the health of the operational risk and control environment for reports shared with senior management, control committees and forums, and external regulators.
• Assist in issue management workflow end-to-end, including root cause analysis, action plan development and issue validation; provide ongoing assessment and tracking of CDAO owned issues and action plans.
• Maintain management subject matter expertise and primary point of contact for the CDAO stakeholders we support.
• Participate in strategic initiatives and related process, risk, and control uplift.
• Develop and deliver training sessions / programs as needed.
  

Required qualifications, capabilities, and skills

• Bachelor’s degree or equivalent experience required.
• 7+ years of financial services experience in control management, audit, quality assurance, risk management, or compliance.
• Proficient knowledge of control and risk management concepts with the ability to design, create, and evaluate a Risk & Control Self-Assessment in conjunction with business partners.
• Experience in Compliance and Operational Risk Evaluation (CORE) Program Governance.
• Experience in privacy governance management and knowledge of global privacy laws, including GDPR and CCPA.
• Superior project management, process design, negotiation, and MS Excel Skills.
• Proficient in Microsoft Office Suite (Word, Teams, Outlook, PowerPoint, OneNote) with the ability to develop compelling and meaningful executive presentations that will highlight opportunities/recommendation for improvement.