דרושים Staff Auditor ב-Intercontinental Exchange - Ice ב-United States, Atlanta

Responsibilities

Auditing and Business Processes:

• Develop a thorough understanding of the Company's clearing and exchange operations.
• Assist with updating and maintaining the audit universe and related risk assessments.
• Assist with the development of the audit plans, audit programs and test procedures.
• Execute control testing and document results to support the internal audit plan.
• Communicate identified control deficiencies to management effectively.
• Maintain effective relationships with the internal and external contacts.
• Work on special projects as assigned.

Information Technology Control Auditing:

• Evaluate the design, operational effectiveness and efficiency of IT control processes and procedures for various operational, financial and compliance processes.
• Provide recommendations to management based on observations and testing.
• Lead, perform and document all phases of IT audits including planning, fieldwork, reporting results and performing subsequent follow-up procedures.
• Coordinate documentation requests for internal and external auditing requests.
• Communicate IT concepts and risks to non-IT auditors and management

Knowledge and Experience

• 3+ years of experience in IT audit function or experienced IT professional.
• Understanding of IT control processes including: information security, access controls, change management and IT operations among others.
• SOX IT Audit experience is a plus.
• CISA or similar certification is a plus.
• Familiarity with regulatory auditing standards such as FFIEC IT examination handbooks is a plus.
• Programming, CAAT and database management skills are a plus.
• Excellent communication and writing skills.
• Ability to perform multiple projects simultaneously.
• Travel 10-15 percent; including international travel.

Job Purpose

Intercontinental Exchange is looking for a Senior IT Auditor in our Atlanta, GA office. This position will be responsible for developing, leading, and performing information technology (IT) audits and if needed, assisting the Sarbanes-Oxley IT controls testing. This position must be able to manage and conduct end-to-end information technology audits to support the execution of Internal Audit’s (IA) annual audit plan.

Responsibilities

• Develop a thorough understanding of the Company’s operations.
• Assist in the risk assessment process for various IT functional areas.
• Perform and document control testing to support the Internal Audit plan.
• Analyze, document, and evaluate the adequacy of controls over IT processes supporting various financial applications, hardware platforms and operating systems.
• Evaluate the efficiency and effectiveness IT control processes and procedures for various operational, financial and compliance processes.
• Lead concurrent audit projects and assist in the development of junior staff by providing feedback.
• Communicate identified control deficiencies to management both orally and in writing.
• Maintain effective relationships with the IT department and work with IT to develop continuous monitoring IT controls solutions.
• Facilitate documentation requests to meet various internal and external audit requests.
• Work on special projects as assigned.

Knowledge and Experience

Education

• Undergraduate degree (BS/BA) or higher required.
• Active CISSP, CIA, or CISA certification preferred.

Required Experience

• 3 or more years of experience in IT Audit function.
• Understanding of IT control processes including the following: information security, access controls, change management and IT operations among others.
• Excellent communication and writing skills.
• Ability to perform multiple audit projects simultaneously.

Preferred Experience

• Big Four audit experience is a plus.
• Cloud Audit experience is a plus.
• Familiarity with COBIT, GDPR or FFIEC IT Examination Handbooks is a plus.
• Scripting or automation experience is a plus.
• Hands-on IT experience is a plus.
• Ability to travel 25-35 percent; including international travel.
• Exposure to audit management systems.

Responsibilities

Auditing and Business Processes:

• Develop a thorough understanding of the Company's clearing and exchange operations.
• Assist with updating and maintaining the audit universe and related risk assessments.
• Assist with the development of the audit plans, audit programs and test procedures.
• Execute control testing and document results to support the internal audit plan.
• Communicate identified control deficiencies to management effectively.
• Maintain effective relationships with the internal and external contacts.
• Work on special projects as assigned.

Information Technology Control Auditing:

• Evaluate the design, operational effectiveness and efficiency of IT control processes and procedures for various operational, financial and compliance processes.
• Provide recommendations to management based on observations and testing.
• Lead, perform and document all phases of IT audits including planning, fieldwork, reporting results and performing subsequent follow-up procedures.
• Coordinate documentation requests for internal and external auditing requests.
• Communicate IT concepts and risks to non-IT auditors and management

Knowledge and Experience

• 3+ years of experience in IT audit function or experienced IT professional.
• Understanding of IT control processes including: information security, access controls, change management and IT operations among others.
• SOX IT Audit experience is a plus.
• CISA or similar certification is a plus.
• Familiarity with regulatory auditing standards such as FFIEC IT examination handbooks is a plus.
• Programming, CAAT and database management skills are a plus.
• Excellent communication and writing skills.
• Ability to perform multiple projects simultaneously.
• Travel 10-15 percent; including international travel.

Responsibilities

Auditing and Business Processes:

• Develop a thorough understanding of the Company's clearing and exchange operations.
• Assist with updating and maintaining the audit universe and related risk assessments.
• Assist with the development of the audit plans, audit programs and test procedures.
• Execute control testing and document results to support the internal audit plan.
• Communicate identified control deficiencies to management effectively.
• Maintain effective relationships with the internal and external contacts.
• Work on special projects as assigned.

Information Technology Control Auditing:

• Evaluate the design, operational effectiveness and efficiency of IT control processes and procedures for various operational, financial and compliance processes.
• Provide recommendations to management based on observations and testing.
• Lead, perform and document all phases of IT audits including planning, fieldwork, reporting results and performing subsequent follow-up procedures.
• Coordinate documentation requests for internal and external auditing requests.
• Communicate IT concepts and risks to non-IT auditors and management.

Knowledge and Experience

• 2+ years of experience in IT audit function or experienced IT professional.
• Understanding of IT control processes including: information security, access controls, change management and IT operations among others.
• SOX IT Audit experience is a plus.
• CISA or similar certification is a plus.
• Programming, CAAT and database management skills are a plus.
• Excellent communication and writing skills.
• Ability to perform multiple projects simultaneously.
• Travel 10-15 percent; including international travel.

Responsibilities

Auditing and Business Processes

• Develop a thorough understanding of the Company’s exchanges, clearing operations, fixed income and data services, and mortgage technology operations.
• Assist in the risk assessment process for various functional areas.
• Perform and document control testing to support the Internal Audit Plan and SOX 404 Internal Control Assessment.
• Execute control testing and document results to support the internal audit plan and SOX 404.
• Communicate identified control deficiencies to management effectively.
• Maintain effective relationships with the internal and external contacts.
• Work on special projects as assigned.

Information Technology Control Auditing

• Evaluate the design, operational effectiveness and efficiency of IT control processes and procedures for various operational, financial and compliance processes.
• Provide recommendations to management based on observations and testing.
• Lead, perform and document all phases of IT audits including planning, fieldwork, reporting results and performing subsequent follow-up procedures.
• Coordinate documentation requests for internal and external auditing requests.
• Communicate IT concepts and risks to non-IT auditors and management

Knowledge and Experience

• Bachelor’s degree or higher required with a commitment to maintaining or obtaining appropriate professional certification (e.g. CIA, CPA, CFE, CISA)
• CPA, CIA, CFE or CISA preferred (All ICE Internal Audit staff are required to obtain and maintain one of the preferred professional designations)
• 2+ years of experience in IT audit function or experienced IT professional.
• Understanding of IT control processes including information security, access controls, change management and IT operations among others.
• SOX IT Audit experience
• Familiarity with regulatory auditing standards such as FFIEC IT examination handbooks is a plus.
• Excellent communication and writing skills.
• Ability to perform multiple projects simultaneously.
• Ability to adapt in a high growth, rapidly evolving industry.
• Travel 10-15 percent; including international travel.

Responsibilities

• Develop a thorough understanding of the Company’s exchanges, clearing operations, fixed income and data services, and mortgage technology operations.
• Conduct integrated operational, compliance, financial audits, and Sarbanes-Oxley testing of manual controls.
• Execute control testing and document results to support the internal audit plan and SOX 404.
• Assist with the completion of audit risk assessments.
• Complete audit assignments within established time frames and budgets.
• Perform independent appraisals of policies and procedures.
• Document audit procedures performed in accordance with departmental standards.
• Communicate identified control deficiencies to management effectively.
• Maintain effective relationships with internal and external contacts.
• Draft audit reports and participate in conducting exit conferences with management to discuss findings and management’s response.
• Travel to other locations as required for internal audit and training purposes.

Knowledge and Experience:

• Bachelor’s degree or higher required with a commitment to maintaining or obtaining appropriate professional certification (e.g. CIA, CPA, CFE, CISA).
• CPA, CIA, CFE or CISA preferred (All ICE Internal Audit staff are required to obtain and maintain one of the preferred professional designations).
• 1+ years in internal audit or equivalent experience is a plus.
• SOX experience is a plus.
• Excellent communication, organization, and time management skills with appropriate attention to detail.
• Ability to perform multiple projects simultaneously.
• Must be proficient in Word, Excel, and PowerPoint.
• Ability to adapt in a high growth, rapidly evolving industry.
• Knowledge of financial services industry, exchange services, futures clearing merchants, clearing organizations, or energy or commodities trading is a plus.
• Ability to travel 10-15 percent; including international.

Responsibilities

• Preparing and processing of general ledger transactions and journal entries
• Conduct monthly and quarterly account reconciliations to ensure accurate reporting
• Assist in completing the monthly close process
• Preparation of support schedules for quarterly and annual SEC filings
• Assisting with quarterly and year-end audits
• Various ad hoc financial analysis and performing special projects as requested

Knowledge and Experience

• Bachelor's Degree in Accounting
• 1+ years of experience in an accounting function
• Must be proficient in Excel - Oracle Cloud and/or Hyperion is a plus
• Detail oriented and has strong organizational skills
• Able to work in a team environment
• Able to work in a fast-paced environment, with the flexibility to handle multiple job assignments at the same time