Advising business partners on Hong Kong regulatory requirements including but not limited to, deposits and lending, securities related initiatives, e-banking and new product initiatives.
Manage regulatory examination and inquiries
Advise Private bank business on regulatory change management
Coordinate / conduct regulatory self-assessments and internal gap analyses
Review and advise internal policies and procedures
Required qualifications, capabilities, and skills
Applicant must hold Bachelor's degree or equivalent
Min 10 years of relevant experience in Hong Kong regulatory compliance advisory role, with demonstrable knowledge of relevant regulatory requirements
Prior experience in private banking or wealth management compliance
Excellent analytical skills and ability to exercise sound judgment and manage execution under pressure.
Energetic, attentive to detail and capable of multi-tasking in a fast-paced environment
Excellent interpersonal skills and the ability to work effectively and independently in a team-oriented setting, prioritize projects to meet tight deadlines. Highly motivated self-starter with an ability to work independently