דרושים Treasury & Chief Investment Office - Vice President ב-גיי פי מורגן ב-Malaysia, Kuala Lumpur

As an Associate within the WKO team, you will oversee a small team of KYC Operations Analyst and Associates to ensure all client KYC records are compliant with regulatory standards, and to drive high quality and timely completion of all client-level due diligence requirements at the onset and renewal of client relationships. You are responsible for conducting reviews of client’s KYC documentation stored in internal repositories and publicly available information, performing the necessary screening against relevant search engines and sanction lists and communicate any additional deficiencies back to the business. You will be working closely with the Middle office team to ensure KYC due diligence activities are completed on time. Your role involves maintaining excellent customer service standards by defining, analyzing, and resolving inquiries and escalations, while closely managing the day-to-day operations of the team or department. You will also need to proactively and strategically improve processes to ensure team members perform at a high level and meet firm-wide quality standards.

Job Responsibilities

• Act as an SME and Due Diligence expert to guide clients through KYC requirements and variations of documents which may fulfil due diligence requirements.
• Liaise regularly with the business for workload planning, reviewing key onboardings status, and prioritizing open requests.
• Develop strong partnerships with stakeholders like Legal, Compliance, Credit, and Operations to eliminate roadblocks and ensure continuity of information flow across the groups.
• Manage personal workload and priority items, ensuring timely escalation of key risks/issues to management.
• Keep informed of process, procedure, and regulatory changes, and maintaining open dialogue with regional colleagues.
• Identify and execute process improvements, providing guidance and support on key process and technology initiatives to the business.
• Understand and Implement KYC standards, guidelines, policies, and procedures.
• Select, manage performance, and develop employees within the assigned team.
• Analyze daily/monthly metrics to track team performance and evaluate learning and capability.
• Address issues escalated by internal or external customers effectively.
• Drive process improvements, implement necessary changes, and manage priorities across the wider function.

Required Qualifications, Capabilities, and skills

• Bachelor’s Degree or equivalent
• Experience in the Financial Services industry with a demonstrated track-record of delivery with relevant experience in AML,KYC and compliance
• Experience with leading a new team with limited Subject Matter Expertise
• Outstanding client management, partnership building, leadership, and direct experience of managing multiple stakeholders
• Ability to identify risks and issues and navigate through to solutions
• Foster and champion a High Performance Culture where people are empowered to make decisions
• Develop and lead a team that is responsive to dynamic organizational and operational changes

Preferred Qualifications, Capabilities, and skills

• At least 8 years of experience in the Financial Services industry with a demonstrated track-record of delivery with relevant experience in AML,KYC and compliance

As an Associate in our Malaysia based Investment Banking team, you will be a key player in our business origination and execution across investment banking products from M&A to equity and debt capital markets. You will participate in the "full cycle" of transactional execution including preparing marketing pitches, reviewing and formulating financial analysis, preparing and presenting internal committee memoranda and client presentations. You will play a leadership role in implementing the execution function including working with analysts and other associates, as well as assisting more senior bankers. You will have strong function skills in the major areas of investment banking and will demonstrate the ability to become a senior officer who is capable of generating and executing his/her own transactions. Most importantly, the candidate should be highly enthusiastic about J.P. Morgan's mission and be driven and committed to its success. You will join the global Associate class in the investment banking team in Malaysia, working with a broader team of Analysts and Associates in the region, you will be provided opportunities to be involved real-time in transactions that may include regional travel.

Job Responsibilities:

• Working with junior andsenior bankers in originating, structuring and executing financing and advisory transactions across various products including M&As, IPOs, bonds, loans and structured products
• Developing content in marketing/execution materials for maximum client impact
• Creating financial models and detailed valuation analysis for pitches / projects
• Interacting with senior team members and client management teams to execute transactions and identifying and managing all risks in a given deal
• Guiding, reviewing and coordinating the analytical work of junior bankers to move marketing / execution processes forward.
• Liaising with internal and external parties on transactions (e.g. lawyers, accountants, counterparties)
• Providing leadership and mentorship in guiding and training junior bankers.
• Leading client negotiations, Q&A processes and management interviews

Required Qualifications, Capabilities, and Skills:

• Bachelor’s degree or equivalent in Finance/Economics or a related field from a top tier educational institution
• Minimum 3 years of work experience in an investment banking front office role
• Strong financial modelling skills
• Understands transaction cycle and the steps in the process and is execution oriented
• Impeccable communication details with the ability to effectively interact with senior professionals, clients and key stakeholders in other line of business
• Self-directed, highly motivated, and able to work independently

Join our Compliance, Conduct and Operational Risk (CCOR) team, where you will play a pivotal role in managing risk in a dynamic regulatory environment. As a Money Laundering Reporting Officer, you will safeguard the firm’s business by developing solutions that balance risk and regulatory requirements with business needs.

As a Money Laundering Reporting Officer in the Global Financial Crimes Compliance (GFCC) team, you will coordinate the execution of AML/CFT programs within JP Morgan's Malaysian entities. You will ensure compliance with local and international regulations, acting as the primary liaison with regulators and law enforcement.

Job Responsibilities:

• Coordinate GFCC program execution within designated legal entities. As part of Compliance in CCOR, also assist in the execution and delivery of the end-to-end compliance program for all legal entities and businesses in Malaysia.
• Disseminate and perform gap analysis and/or review of gap analysis to regulatory consultative papers and proposed rules/guidelines and amendments, and assist in complying with the new requirements that are applicable.
• Establish, maintain, and develop AML/CFT policies and standards that are aligned to local regulations and the Firm’s policies, including providing guidance on global and local policy interpretation. Partner with LOBs and Compliance Officers to ensure AML obligations are met.
• Working together with CCO Malaysia, act as primary contact; liaise and communicate with regulatory bodies, including Bank Negara Malaysia, Labuan Financial Services Authority, Securities Commission, and Bursa Malaysia.
• Oversee identification and due diligence of high-risk clients.
• Participate in operating committee meetings and manage AML documentation, including producing and reviewing AML-related management information to facilitate preparation of compliance reports for local management and regional compliance.
• Provide support and management supervision on AML/Sanctions/Transaction monitoring and oversee AML monitoring and report suspicious activities.
• Develop and implement AML training and testing programs and enhance and strengthen AML compliance culture.
• Lead team for regulatory audits, inspections, and investigations, especially on GFCC. Coordinate with other audits and inspections on the firm’s AML Compliance program.
• Review new business initiatives and address emerging AML risks.
• Conduct GFCC-related risk assessments and contribute to testing with LOBs and functions.

Required Qualifications, Capabilities, and Skills:

• Bachelor's degree in Accounting, Business, Economics, Finance, or Law, with a minimum of 8 years of relevant AML/Compliance experience at a global financial institution.
• Expertise in implementation and advisory of in-country AML/CFT requirements, along with experience in regulatory investigations, exams, and audit management.
• Strong attention to detail and control/quality awareness, coupled with a solution-driven approach and exemplary problem-solving skills.
• Excellent communication and organizational skills, supported by strong analytical ability and logical thinking.
• Independent decision-maker with time-sensitive assessment skills and the ability to work under pressure, influencing AML/CFT-related decisions.
• Knowledgeable of ML/TF techniques and AML/CFT measures, with sound knowledge of local laws and regulations.

Preferred Qualifications, Capabilities, and Skills:

• Familiarity with the latest developments in ML/TF techniques.
• Ability to exude authority in influencing AML/CFT decisions.
• Experience in developing AML training programs.

Job responsibilities

• Liaise with the Middle Office on client onboarding/sales for required documents and sign-off
• Review client’s KYC documentation in accordance with the firm's AML/KYC policies and procedures on a timely basis
• Validate the accuracy of data in KYC platforms and ensure the completeness of the document package
• Complete onboarding efforts and projects to clean up data and documentation, coordinating with other areas as needed (Client Onboarding, Compliance, Sales, Client Service).
• Act as an Subject Matter Expert (SME) and Due Diligence expert to guide the Middle Office through KYC requirements and variations of documents that may fulfill due diligence requirements
• Conduct in-depth analysis on the ownership structure of the client using publicly available sources (not limited to company registries) or client documentation, and seek additional confirmation or approvals as required
• Work closely with the Middle Office to obtain all necessary supporting evidence for full KYC due diligence
• Manage personal workload and priority items, ensuring timely escalation of key risks/issues to management
• Stay informed of any changes to processes and procedures, regulatory changes, and ensure open verbal dialogue with colleagues across the region
• Identify and execute process improvements, providing guidance and support on key process and technology initiatives to the business

Required qualifications, capabilities, and skills

• At least 5 years of experience (Audit, Control, Risk, AML, and Research may also be areas of experience)
• Strong working knowledge of KYC/Compliance/AML procedures, standards, and regulations
• Knowledge of multiple client types (e.g., Corporates, SPV, Trust, FIs)
• Experience in client Due Diligence, risk assessment, and vetting of PEP & negative news
• Knowledge of financial industry with in-depth expertise in various lines of business (Corporate Investment Bank and heritage lines of business)
• Strong verbal and written communication skills
• Strong time management, organizational, and relationship-building skills
• Quality client focus with a strong controls mindset and customer service skills
• Prior experience adhering to controls and compliance standards
• Ability to grasp and learn concepts and procedures quickly
• Bachelor’s degree or equivalent

Preferred qualifications, capabilities, and skills

• Knowledge of KYC & Client onboarding is preferred
• Multi language capability in either Mandarin/Japanese/Korean language (written and spoken) as the role requires interactions with the APAC stakeholders

As a Substantive Testing Auditor, Team Lead, Vice President within our Testing Center of Excellence in Malaysia, you will lead comprehensive control evaluations and substantive testing to assess the design and effectiveness of controls within our Commercial and Investment Banking sector. You will ensure compliance with internal policies and external regulations, contributing to the firm's overall success and risk management strategies.

Job Responsibilities:

• Lead control evaluations and substantive testing to assess control effectiveness.
• Ensure compliance with internal policies and external regulations.
• Develop and execute testing procedures, document results, and make actionable recommendations.
• Collaborate with Compliance and Operational Risk Officers on various engagements.
• Utilize advanced critical thinking to evaluate high-risk business processes.
• Proactively assess and monitor risks, implementing effective mitigation strategies.
• Collaborate with cross-functional teams to enhance control environments.
• Drive initiatives that enhance the business control environment through recommended updates to the Compliance and Operational Risk Evaluation (CORE) application.
• Develop robust control test scripts to identify weaknesses and recommend solutions.
• Document test steps and results comprehensively for transparency and accountability.
• Lead meetings with business owners to deliver testing results and support control enhancements.

Required Qualifications, Capabilities, and Skills:

• Minimum of 8 years of experience in risk management, assessment, or control evaluations.
• Solid understanding of industry standards and regulatory requirements.
• Ability to analyze complex issues and develop effective risk mitigation strategies.
• Proficient knowledge of risk management frameworks and industry best practices.
• Exceptional ability to communicate recommendations based on regulatory guidance.
• Highly organized and detail-oriented, with a track record of managing multiple priorities.
• Effective analytical and communication skills to convey complex information clearly.

Preferred Qualifications, Capabilities, and Skills:

• Industry-recognized risk certifications such as CISM, CRISC, CISSP, or CISA.
• Background in auditing and understanding of internal controls.
• Proficiency in Microsoft Office Suite (Word, Excel, Access, PowerPoint).
• Knowledge of data analytical tools like Tableau, Alteryx, or Python.