דרושים Compliance Country Head - Executive Director ב-גיי פי מורגן ב-Colombia, Bogota

Job Responsibilities

• Manage creation and updates to the credit data classification and ensure compliance with the different firmwide governance processes including reviews
• Define and implement the entitlements model to be published with the different data products for data access
• Act as the information owner (IO) across all the WCR applications
• Evaluate and approve Data Use from their Application or recommending consumption path
• Determine and drive remediation of Data Risk Metrics provided by CDO and in conjunction with their Control Manager updates Issues and Action Plans
• Ensure compliance with data localization, manages retention and destruction requirements across Wholesale Credit Risk applications/data assets
• Collaborate with key stakeholders, data strategy and product partners to document and assess accuracy around documentation of systems of record, authoritative sources and their usage
• Monitor data quality (DQ) metrics, help drive resolution of DQ Items, review DQ items for prioritization into the WCR Book of Work, provide budget justification for resolution of DQ Items
• Develop and maintain junior team members

Required Qualifications, Skills and Capabilities

• Minimum 7 years of experience in Data Governance
• Experience in defining/documenting new processes ensuring appropriate Controls framework
• Experience in interpretation of regulations, policies and rules
• Understanding of concepts and hands-on experience working with relational databases (SQL and BI tools)
• Experience managing and delivering complex projects in large organizations with dedicated project management experience
• Strong communication skills, both written and verbal skills, with an ability to communicate business and technical concepts
• Detail-oriented, organized, and able to multitask to meet deadlines under pressure

Preferred Qualifications, Skills and Capabilities

• Relevant credit risk experience and/or understanding of credit risk processes

As a Colombia Financial Crimes Associate you will work as a member of the regional Global Financial Crimes Compliance (GFCC) team and the local Colombian Compliance team, assisting in the continued development and implementation of GFCC initiatives, including the coordination and analyses of new business initiatives’ requirements (NBIAs) and business/product and legal entity risk assessments.

Job Responsibilities:

• Execute the Colombian AML program, ensuring adequate coverage as the business expands including, though not limited to:
  • Developing and maintaining local AML (SARLAFT) policies and procedures, being cognizant of new AML laws, regulations and industry best practice of the jurisdiction
  • Aiding in the development of, and coordinating, internal training programs
  • Alert management and investigation of potentially suspicious activity
  • Ensuring timely escalation of issues including the preparation of local management data/ metrics and governance information for the Regional GFCC Operating committee
  • Analyzing and reviewing new high risk and specialized client types’ KYC as part of the Onboarding process
• Lead the coordination of regional NBIAs, preliminary analyses and requirements definitions for new products and/or initiatives, including pre-determination checklists and risk reviews. Analyze and measure AML relevant risks through a consistent global and regional approach for all new initiatives.
• Participate in strategic working groups analyzing GFCC controls relating to new segments (Fintech, e-commerce, etc.)
• Manage AML and Sanctions risk assessments regionally, covering line of business and legal entity-focused reports across Latin America, ensuring local regulatory requirements are incorporated where appropriate.
• Work with internal groups including partnering with LOB Compliance, Legal, Client Onboarding, Operations, Audit and Risk to ensure consistent understanding of requirements as well as establishing effective relationships with the Business.
• Liaise with internal auditors and examiners where required
• Participate in regional and GFCC level projects and initiatives, partnering with other regional teams and Global Financial Crimes Compliance.
• Represent the region on various global AML/Sanctions/LOB committees.

Required qualifications, capabilities, and skills:

• Bachelor’s Degree in Finance, Business Administration, Economics, Engineering or equivalent
• 3+ years AML Compliance or related experience
• Knowledge of regulatory concepts including, but not limited to, the Bank Secrecy Act, Office of Foreign Assets Control sanctions, the USA PATRIOT Act and Colombian SARLAFT regulatory requirements
• Ability to use information effectively and have an eye to detail
• Demonstrated skills in risk assessment. The ability to make sound decisions, including escalation when appropriate
• Well organized and able to execute responsibilities; ability to prioritize multiple tasks and bring tasks to completion within established timeframes
• Excellent communication skills - both verbal and written English and Spanish
• Proficient in MS Office (Outlook/Word/Excel/Access/PowerPoint)

Job Summary

As the Head of Compliance you will be responsible for leading the Compliance team, ensuring JP Morgan entities’ adhere to local and international regulations. This role is crucial for safeguarding the bank's integrity and maintaining the trust of clients and regulators. The Compliance Officer is responsible for the development and execution of the Compliance Program for the businesses and functions operating through the JPM Colombian legal entities. This role is also accountable for the AML Program and will be the designated Money Laundering Reporting Officer for the regulated entities.

This position requires solid knowledge and experience on banking and markets´ regulatory requirements, and deep understanding of products and services typically offered by the financial services industry. The role demands influencing, leadership and collaboration skills.

Job responsibilities

• Oversees the business’ compliance with laws, regulations and applicable policies
• Develops and execute the Country Compliance Program, including activities demanded by local regulation and firmwide frameworks
• Manages effective relationships with regulators. Responsible for handling regulatory inquiries and exams.
• Oversees implementation of applicable global compliance policies and procedures in the country
• Is accountable for the execution of the AML Program, ensuring compliance with local regulation and Global AML Policies and Standards
• Analyzes, assesses and monitors current and emerging compliance risks and applicable controls
• Provides strategic advice to senior management on regulatory and compliance matters. Liaise with the business and support functions for day-to-day compliance related questions or issues;
• Works closely with internal groups including partnering with Lines of Business (LOB) Compliance and Operational risk, Legal, Audit and Risk Management to ensure consistent understanding of requirements and related actions.

Required qualifications, capabilities, and skills

• Bachelor’s degree in Law, Finance, Business Administration or related
• 10+ years of prior experience in Compliance or related areas (e.g. legal departments, risk management, audit, etc.) within the financial services industry
• Strong technical knowledge on financial industry local regulatory requirements, including Anti-Money Laundering (AML)
• Experience in liaising with financial regulators and other key country level regulators
• Strong leadership, communication, interpersonal and management skills with proven ability to lead and motivate high performing teams;
• Ability to engage, collaborate with and influence broad stakeholder group that includes business leaders and other control functions locally and globally
• Ability to work in a dynamic and high-pressure environment
• Fluency in Spanish (local language) and English is a must