Review local Financial Regulatory Reporting of securities and futures business and participate in regulatory examinations, internal and external audits. Perform reconciliation of reported balances against the general ledger or other...
Executes the Compliance and Operational Risk Management Program covering activities executed in or through Bank of America entities in that country. Ensures maintenance of a comprehensive regulatory inventory for the...
Review local Financial Regulatory Reporting of securities and futures business and participate in regulatory examinations, internal and external audits. Perform reconciliation of reported balances against the general ledger or other...